Guggenheim Active Allocation Fund
Sponsor: Guggenheim · Inception Nov 24, 2021 · Pays monthly
Market priceShare price
$13.69
-0.58% ($-0.08)
NAVAsset value per share
$15.90
as of Oct 14, 2026 · Nasdaq NAV symbol
Premium / discountPrice vs. assets
13.90% discount *
Indicative: latest price vs latest reported NAV
Distribution rate (price)Payout rate
10.41%
regular, annualised · on NAV 8.96%
Expense ratioAnnual cost
Not reported
no tagged fee table
LeverageBorrowing
Not reported
senior securities not tagged
Quote status: Market closed — last regular-session price · last trade Oct 16, 2026, 4:00 PM EDT (exchange time, ET) · retrieved Oct 16, 2026, 5:45 PM EDTRegular-session prices; extended-hours quotes are not displayed.
Full portfolio as filed on SEC Form N-PORT for the month ending May 29, 2026, filed Jul 22, 2026. 1,258 positions; weights are percent of net assets as reported. Weights sum to 100.0% — leverage, cash, derivatives and short positions mean totals need not equal 100%. This is a historical report, not a live portfolio.
Asset class
| Asset class | % net assets | Value |
|---|---|---|
| CDO/CLO | 7.20% | $45.5M |
| ABS (other) | 6.53% | $41.2M |
| Debt | 58.82% | $371M |
| Equity (common) | 4.33% | $27.3M |
| Loans | 30.86% | $195M |
| Derivative (equity) | 2.01% | $12.7M |
| Mortgage-backed | 12.91% | $81.5M |
| Short-term investment vehicle | 1.96% | $12.4M |
| Equity (preferred) | 1.69% | $10.7M |
| Derivative (FX) | 0.10% | $656K |
| Repurchase agreement | -26.02% | $-164M |
| Derivative (interest rate) | -0.26% | $-1.6M |
| Derivative (credit) | -0.13% | $-840K |
| Derivative (commodity) | -0.00% | $-3.2K |
Country (top 12)
| Country (top 12) | % net assets | Value |
|---|---|---|
| United States | 67.63% | $427M |
| United Kingdom | 6.08% | $38.4M |
| Canada | 5.81% | $36.6M |
| Cayman Islands | 4.37% | $27.6M |
| Luxembourg | 2.77% | $17.5M |
| France | 2.50% | $15.8M |
| Netherlands | 2.48% | $15.6M |
| Germany | 1.50% | $9.5M |
| Australia | 1.18% | $7.5M |
| Jersey | 1.13% | $7.1M |
| Spain | 0.92% | $5.8M |
| Italy | 0.72% | $4.5M |
Region
| Region | % net assets | Value |
|---|---|---|
| United States | 67.63% | $427M |
| Canada | 5.81% | $36.6M |
| Offshore domiciles | 4.89% | $30.9M |
| Developed Europe | 20.17% | $127M |
| Australia & New Zealand | 1.18% | $7.5M |
| Latin America | 0.21% | $1.3M |
| Other | 0.11% | $712K |
| Middle East | 0.00% | $249 |
Issuer type
| Issuer type | % net assets | Value |
|---|---|---|
| Corporate | 80.43% | $508M |
| Registered fund | 3.05% | $19.3M |
| U.S. Treasury | 2.62% | $16.5M |
| U.S. GSE | 12.59% | $79.4M |
| Non-U.S. sovereign | 1.31% | $8.3M |
Fair-value level
| Fair-value level | % net assets | Value |
|---|---|---|
| Level 1 | 8.15% | $51.4M |
| Level 2 | 77.53% | $489M |
| Level 3 | 14.32% | $90.4M |
Level 3 = valued with unobservable inputs (typically private or illiquid).
Long / short
| Long / short | % net assets | Value |
|---|---|---|
| Long | 124.30% | $785M |
| N/A | 1.72% | $10.9M |
| Short | -26.02% | $-164M |
All allocation percentages use net assets as the denominator (N-PORT convention). A position's share of invested assets may differ from its share of the whole fund including cash and leverage.
| Security | Identifier | Type | Issuer | Country | Balance | Units | Value (USD) | Weight | FV level |
|---|---|---|---|---|---|---|---|---|---|
| FORD MOTOR CO | 345370860 | Equity | CORP | United States | 15,940 | shares | $278K | 0.04% | 1 |
| PAYCOM SOFTWARE INC | 70432V102 | Equity | CORP | United States | 1,974 | shares | $276K | 0.04% | 1 |
| TARGA RESOURCES CORP | 87612GAU5 | Debt | CORP | United States | 275,000 | principal | $273K | 0.04% | 2 |
| BAYARD PARK CLO LTD | 072716AC7 | CDO/CLO | CORP | Cayman Islands | 500,000 | principal | $270K | 0.04% | 2 |
| ILLUMINA INC | 452327109 | Equity | CORP | United States | 1,645 | shares | $268K | 0.04% | 1 |
| APOLLO AVIATION SECURITIZATION EQUITY TRUST 2021-2 | 00258BAA2 | ABS | CORP | United States | 281,646 | principal | $268K | 0.04% | 2 |
| MORGAN STANLEY RESIDENTIAL MORTGAGE LOAN TRUST 2026-NQM1 | 61780XAK1 | ABS | CORP | United States | 280,000 | principal | $268K | 0.04% | 2 |
| REINSURANCE GROUP OF AMERICA INC | 759351AT6 | Debt | CORP | United States | 265,000 | principal | $267K | 0.04% | 2 |
| MB2 1L DDTL CL TRANCHE 2 FUNDED | — | Loan | CORP | United States | 269,403 | principal | $267K | 0.04% | 3 |
| SALUDA GRADE ALTERNATIVE MORTGAGE T | 79581UAB0 | ABS | CORP | United States | 258,335 | principal | $264K | 0.04% | 2 |
| CIDRON ATRIUM SE | XS3286656460 | Debt | CORP | Germany | 225,000 | principal | $263K | 0.04% | 2 |
| PAYPAL HOLDINGS INC | 70450Y103 | Equity | CORP | United States | 5,816 | shares | $260K | 0.04% | 1 |
| CIDRON ATRIUM SE | XS3286656387 | Debt | CORP | Germany | 225,000 | principal | $258K | 0.04% | 2 |
| OSAIC HOLDINGS INC | 00791GAB3 | Debt | CORP | United States | 250,000 | principal | $252K | 0.04% | 2 |
| MORGAN STANLEY RESIDENTIAL MORTGAGE LOAN TRUST 2026-NQM1 | 61780XAJ4 | ABS | CORP | United States | 260,000 | principal | $252K | 0.04% | 2 |
| Primo Brands (BlueTriton Brands/Nestl Waters NA) | 89678QAF3 | Loan | CORP | United States | 250,000 | principal | $251K | 0.04% | 2 |
| NEXTERA ENERGY CAPITAL HOLDINGS INC | 65339K829 | Preferred | CORP | United States | 10,000 | shares | $250K | 0.04% | 1 |
| WHIRLPOOL CORP | 963320AZ9 | Debt | CORP | United States | 300,000 | principal | $248K | 0.04% | 2 |
| MOTEL ONE GMBH | XS2811764476 | Debt | CORP | Germany | 200,000 | principal | $247K | 0.04% | 2 |
| BALLYROCK CLO 2019-1 LTD | 05875KAE6 | CDO/CLO | CORP | Cayman Islands | 250,000 | principal | $247K | 0.04% | 2 |
| API ESCROW CORP | 00185PAA9 | Debt | CORP | United States | 250,000 | principal | $246K | 0.04% | 2 |
| ESSENDI SA | XS2900445615 | Debt | CORP | Luxembourg | 200,000 | principal | $243K | 0.04% | 2 |
| IPG PHOTONICS CORP | 44980X109 | Equity | CORP | United States | 2,116 | shares | $242K | 0.04% | 1 |
| ALIGN TECHNOLOGY INC | 016255101 | Equity | CORP | United States | 1,380 | shares | $241K | 0.04% | 1 |
| HERC HOLDINGS INC | 42704LAF1 | Debt | CORP | United States | 230,000 | principal | $239K | 0.04% | 2 |
| KEYCORP | 493267108 | Equity | CORP | United States | 11,155 | shares | $238K | 0.04% | 1 |
| CAESARS ENTERTAINMENT INC | 12769G100 | Equity | CORP | United States | 8,165 | shares | $237K | 0.04% | 1 |
| ESSENDI SA | XS3049460911 | Debt | CORP | Luxembourg | 200,000 | principal | $236K | 0.04% | 2 |
| Gulfeagle Supply | 40273UAE9 | Loan | CORP | United States | 275,000 | principal | $234K | 0.04% | 2 |
| AWAYDAY(VACATION RENTAL BRANDS HOLDINGS) DD | — | Loan | CORP | United States | 234,931 | principal | $233K | 0.04% | 3 |
| TPG RE FINANCE TRUST INC | — | Loan | CORP | United States | 225,000 | principal | $225K | 0.04% | 2 |
| CAPSTONE ACQUISITION 1L DDTL FUND | — | Loan | CORP | United States | 224,283 | principal | $223K | 0.04% | 3 |
| MOHAWK INDUSTRIES INC | 608190104 | Equity | CORP | United States | 2,047 | shares | $220K | 0.03% | 1 |
| BATH & BODY WORKS INC | 070830104 | Equity | CORP | United States | 10,922 | shares | $219K | 0.03% | 1 |
| TRUIST FINANCIAL CORP | 89832Q109 | Equity | CORP | United States | 4,474 | shares | $216K | 0.03% | 1 |
| MORGAN STANLEY RESIDENTIAL MORTGAGE LOAN TRUST 2026-NEW1 | 617954AN2 | ABS | CORP | United States | 10,202,260 | principal | $214K | 0.03% | 2 |
| BEST BUY CO INC | 086516101 | Equity | CORP | United States | 2,703 | shares | $211K | 0.03% | 1 |
| ESSEX PROPERTY TRUST INC | 297178105 | Equity | CORP | United States | 761 | shares | $207K | 0.03% | 1 |
| HORSESHOE FUNDING TRUST II | 440930AA3 | Debt | CORP | United States | 200,000 | principal | $207K | 0.03% | 2 |
| Vacation Rental Brands LLC | — | Loan | CORP | United States | 208,044 | principal | $206K | 0.03% | 3 |
| MATCH GROUP INC | 57667L107 | Equity | CORP | United States | 5,697 | shares | $206K | 0.03% | 1 |
| CHICAGO MERCANTILE EXCHANGE | ticker SR3 Z26-CME | Rate deriv. | CORP | United States | -115 | contracts | $205K | 0.03% | 1 |
| PIONEER OPCO LLC | 72382NAA4 | Debt | CORP | United States | 200,000 | principal | $204K | 0.03% | 2 |
| AmSpec | 03218AAE9 | Loan | CORP | United States | 198,540 | principal | $199K | 0.03% | 2 |
| WALT DISNEY COMPANY (THE) | 254687106 | Equity | CORP | United States | 1,941 | shares | $198K | 0.03% | 1 |
| APOLLO AVIATION SECURITIZATION EQUITY TRUST 2020-1 | 00255UAA3 | ABS | CORP | United States | 198,429 | principal | $197K | 0.03% | 2 |
| RFNA LP | 74984AAA0 | Debt | CORP | United States | 200,000 | principal | $196K | 0.03% | 2 |
| PENNYMAC FINANCIAL SERVICES INC | 70932MAF4 | Debt | CORP | United States | 200,000 | principal | $194K | 0.03% | 2 |
| MORGAN STANLEY RESIDENTIAL MORTGAGE LOAN TRUST 2026-NEW1 | 617954AJ1 | ABS | CORP | United States | 200,000 | principal | $194K | 0.03% | 2 |
| AASET 2021-2 TRUST | 00258BAB0 | ABS | CORP | United States | 198,073 | principal | $189K | 0.03% | 2 |
| MORGAN STANLEY RESIDENTIAL MORTGAGE LOAN TRUST 2026-NQM4 | 61780QAM2 | ABS | CORP | United States | 16,112,445 | principal | $178K | 0.03% | 2 |
| CHARLES RIVER LABORATORIES INTERNATIONAL INC | 159864107 | Equity | CORP | United States | 985 | shares | $178K | 0.03% | 1 |
| HERC HOLDINGS INC | 42704LAG9 | Debt | CORP | United States | 170,000 | principal | $177K | 0.03% | 2 |
| MORGAN STANLEY RESIDENTIAL MORTGAGE LOAN TRUST 2025-NQM10 | 617955AL3 | ABS | CORP | United States | 181,800 | principal | $174K | 0.03% | 2 |
| ARSENAL AIC PARENT LLC | 04287KAG6 | Loan | CORP | United States | 172,293 | principal | $173K | 0.03% | 2 |
| CSC HOLDINGS LLC | 126307BH9 | Debt | CORP | United States | 300,000 | principal | $170K | 0.03% | 2 |
| BALL CORP | 058498106 | Equity | CORP | United States | 2,988 | shares | $163K | 0.03% | 1 |
| MORGAN STANLEY RESIDENTIAL MORTGAGE LOAN TRUST 2026-NQM4 | 61780QAL4 | ABS | CORP | United States | 204,000 | principal | $161K | 0.03% | 2 |
| TARGET CORP | 87612E106 | Equity | CORP | United States | 1,235 | shares | $157K | 0.02% | 1 |
| WILLIAMS SCOTSMAN INC | 96949VAL7 | Debt | CORP | United States | 150,000 | principal | $157K | 0.02% | 2 |
| ORACLE CORP | 68389XDP7 | Debt | CORP | United States | 175,000 | principal | $157K | 0.02% | 2 |
| ORACLE CORP | 68389XDR3 | Debt | CORP | United States | 175,000 | principal | $153K | 0.02% | 2 |
| GLOBAL PARTNERS LP / GLP FINANCE CORP | 37954FAL8 | Debt | CORP | United States | 150,000 | principal | $153K | 0.02% | 2 |
| AMSTED INDUSTRIES INC | 032177AK3 | Debt | CORP | United States | 150,000 | principal | $152K | 0.02% | 2 |
| ALLIANT HOLDINGS INTERMEDIATE LLC / ALLIANT HOLDINGS CO-ISSUER INC | 01883LAF0 | Debt | CORP | United States | 150,000 | principal | $152K | 0.02% | 2 |
| DARLING INGREDIENTS INC | 237266AJ0 | Debt | CORP | United States | 150,000 | principal | $151K | 0.02% | 2 |
| AWAYDAY(VACATION RENT)1L TL CL USD | — | Loan | CORP | United States | 152,496 | principal | $151K | 0.02% | 3 |
| MORGAN STANLEY RESIDENTIAL MORTGAGE LOAN TRUST 2026-NQM2 | 617949AL6 | ABS | CORP | United States | 174,000 | principal | $151K | 0.02% | 2 |
| HEALTHPEAK PROPERTIES INC | 42250P103 | Equity | CORP | United States | 7,889 | shares | $151K | 0.02% | 1 |
| BIO-RAD LABORATORIES INC | 090572207 | Equity | CORP | United States | 482 | shares | $151K | 0.02% | 1 |
| CCO HOLDINGS LLC / CCO HOLDINGS CAPITAL CORP | 1248EPCV3 | Debt | CORP | United States | 150,000 | principal | $146K | 0.02% | 2 |
| MORGAN STANLEY RESIDENTIAL MORTGAGE LOAN TRUST 2025-NQM10 | 617955AM1 | ABS | CORP | United States | 14,993,987 | principal | $143K | 0.02% | 2 |
| MORGAN STANLEY RESIDENTIAL MORTGAGE LOAN TRUST 2026-NQM1 | 61780XAL9 | ABS | CORP | United States | 161,820 | principal | $141K | 0.02% | 2 |
| MORGAN STANLEY RESIDENTIAL MORTGAGE LOAN TRUST 2026-NEW1 | 617954AK8 | ABS | CORP | United States | 150,000 | principal | $140K | 0.02% | 2 |
| STANLEY BLACK & DECKER INC | 854502101 | Equity | CORP | United States | 1,746 | shares | $139K | 0.02% | 1 |
| KANE BIDCO LTD | XS3112620417 | Debt | CORP | Jersey | 100,000 | principal | $135K | 0.02% | 2 |
| MORGAN STANLEY RESIDENTIAL MORTGAGE LOAN TRUST 2026-NQM2 | 617949AM4 | ABS | CORP | United States | 14,412,324 | principal | $135K | 0.02% | 2 |
| MORGAN STANLEY RESIDENTIAL MORTGAGE LOAN TRUST 2026-NEW1 | 617954AM4 | ABS | CORP | United States | 10,202,260 | principal | $134K | 0.02% | 2 |
| COX COMMUNICATIONS INC | 224044CM7 | Debt | CORP | United States | 245,000 | principal | $131K | 0.02% | 2 |
| MORGAN STANLEY RESIDENTIAL MORTGAGE LOAN TRUST 2026-NQM1 | 61780XAM7 | ABS | CORP | United States | 13,927,679 | principal | $130K | 0.02% | 2 |
| CASTLELAKE AIRCRAFT STRUCTURED TRUST 2018-1 | 14856CAA7 | ABS | CORP | United States | 126,523 | principal | $125K | 0.02% | 2 |
| BETCLIC EVEREST GROUP SAS | XS3266494494 | Debt | CORP | France | 100,000 | principal | $118K | 0.02% | 2 |
| KANE BIDCO LTD | XS3112620920 | Debt | CORP | Jersey | 100,000 | principal | $118K | 0.02% | 2 |
| GRIFOLS SA | XS2393001891 | Debt | CORP | Spain | 100,000 | principal | $116K | 0.02% | 2 |
| CARMAX INC | 143130102 | Equity | CORP | United States | 2,577 | shares | $115K | 0.02% | 1 |
| Hanger Inc | 41043BAJ7 | Loan | CORP | United States | 112,474 | principal | $113K | 0.02% | 2 |
| PHILLIPS 66 COMPANY | 718547AZ5 | Debt | CORP | United States | 112,000 | principal | $111K | 0.02% | 2 |
| Grant Thornton | 38821UAD2 | Loan | CORP | United States | 115,020 | principal | $110K | 0.02% | 2 |
| ZOETIS INC | 98978V103 | Equity | CORP | United States | 1,380 | shares | $107K | 0.02% | 1 |
| COX COMMUNICATIONS INC | 224044CT2 | Debt | CORP | United States | 125,000 | principal | $105K | 0.02% | 2 |
| POOL CORP | 73278L105 | Equity | CORP | United States | 578 | shares | $105K | 0.02% | 1 |
| GOLDMAN SACHS INTERNATIONAL | — | Equity deriv. | CORP | United Kingdom | 1 | contracts | $104K | 0.02% | 2 |
| PIONEER OPCO LLC | — | Loan | CORP | United States | 100,000 | principal | $101K | 0.02% | 2 |
| ENGINEERED MACHINERY HOLDINGS INC | 26658NAT6 | Loan | CORP | United States | 99,218 | principal | $99.7K | 0.02% | 2 |
| SCIL IV LLC | 80881LAC3 | Loan | CORP | United States | 99,500 | principal | $98.5K | 0.02% | 2 |
| MARKETAXESS HOLDINGS INC | 57060D108 | Equity | CORP | United States | 746 | shares | $97K | 0.02% | 1 |
| NIKE INC | 654106103 | Equity | CORP | United States | 2,085 | shares | $96.4K | 0.02% | 1 |
| ORACLE CORP | 68389XDK8 | Debt | CORP | United States | 100,000 | principal | $96.1K | 0.02% | 2 |
| SUBURBAN PROPANE PARTNERS LP / SUBURBAN ENERGY FINANCE CORP | 864486AM7 | Debt | CORP | United States | 95,000 | principal | $94.3K | 0.01% | 2 |
| ROCKET MORTGAGE LLC | 74841CAB7 | Debt | CORP | United States | 100,000 | principal | $92.9K | 0.01% | 2 |
| CHICAGO BOARD OF TRADE | ticker ZB U26 | Rate deriv. | CORP | United States | 54 | contracts | $89.8K | 0.01% | 1 |
| MODERNA INC | 60770K107 | Equity | CORP | United States | 1,850 | shares | $87.3K | 0.01% | 1 |
| CASTLELAKE AIRCRAFT STRUCTURED TRUST 2019-1 | 14855MAA6 | ABS | CORP | United States | 87,259 | principal | $85.8K | 0.01% | 2 |
| WW INTERNATIONAL INC | 98262P200 | Equity | CORP | United States | 4,946 | shares | $82.2K | 0.01% | 1 |
| VF CORP | 918204108 | Equity | CORP | United States | 4,779 | shares | $82.1K | 0.01% | 1 |
| CROCS INC | 227046109 | Equity | CORP | United States | 683 | shares | $81.1K | 0.01% | 1 |
| STAG INDUSTRIAL INC | 85254J102 | Equity | CORP | United States | 2,043 | shares | $77.4K | 0.01% | 1 |
| MACY'S INC | 55616P104 | Equity | CORP | United States | 3,538 | shares | $77K | 0.01% | 1 |
| ADVANCE AUTO PARTS INC | 00751Y106 | Equity | CORP | United States | 1,253 | shares | $75.5K | 0.01% | 1 |
| BANK OF AMERICA, NATIONAL ASSOCIATION | — | Equity deriv. | CORP | United States | 1 | contracts | $74.6K | 0.01% | 2 |
| HEALTHEQUITY INC | 42226AAA5 | Debt | CORP | United States | 75,000 | principal | $73K | 0.01% | 2 |
| MORGAN STANLEY RESIDENTIAL MORTGAGE LOAN TRUST 2026-NEW1 | 617954AL6 | ABS | CORP | United States | 118,000 | principal | $70.8K | 0.01% | 2 |
| ROBERT HALF INC | 770323103 | Equity | CORP | United States | 2,350 | shares | $69.2K | 0.01% | 1 |
| VERSIGENT PLC | JE00BWK75100 | Equity | CORP | Jersey | 1,542 | shares | $68K | 0.01% | 1 |
| ALEXANDRIA REAL ESTATE EQUITIES INC | 015271109 | Equity | CORP | United States | 1,357 | shares | $67.4K | 0.01% | 1 |
| CHARTER COMMUNICATIONS INC | 16119P108 | Equity | CORP | United States | 457 | shares | $65.8K | 0.01% | 1 |
| VALLEY NATIONAL BANCORP | 919794107 | Equity | CORP | United States | 4,679 | shares | $64.4K | 0.01% | 1 |
| WHIRLPOOL CORP | 963320AV8 | Debt | CORP | United States | 100,000 | principal | $63.7K | 0.01% | 2 |
| SYNAPTICS INC | 87157D109 | Equity | CORP | United States | 463 | shares | $63.6K | 0.01% | 1 |
| Higginbotham Insurance Agency Inc - TL 1L DD-A 12/25 | — | Loan | CORP | United States | 63,158 | principal | $63.3K | 0.01% | 3 |
| WHIRLPOOL CORP | 963320AX4 | Debt | CORP | United States | 100,000 | principal | $63.2K | 0.01% | 2 |
| WHIRLPOOL CORP | 963320106 | Equity | CORP | United States | 1,379 | shares | $59.9K | 0.01% | 1 |
| ORACLE CORP | 68389XDM4 | Debt | CORP | United States | 62,000 | principal | $59K | 0.01% | 2 |
| CSC HOLDINGS LLC | 126307AZ0 | Debt | CORP | United States | 100,000 | principal | $58.8K | 0.01% | 2 |
| POWER INTEGRATIONS INC | 739276103 | Equity | CORP | United States | 691 | shares | $58K | 0.01% | 1 |
| Bank of America, National Association | ticker N/A | FX deriv. | CORP | United States | 1 | contracts | $57.9K | 0.01% | 2 |
| TERRENO REALTY CORP | 88146M101 | Equity | CORP | United States | 863 | shares | $56.7K | 0.01% | 1 |
| DENTSPLY SIRONA INC | 24906P109 | Equity | CORP | United States | 5,242 | shares | $54.9K | 0.01% | 1 |
| Keenova | — | Equity | CORP | United States | 582 | shares | $53.8K | 0.01% | 2 |
| UNDER ARMOUR INC | 904311206 | Equity | CORP | United States | 9,303 | shares | $53.3K | 0.01% | 1 |
| ASPHALT (ATD) 1L NEW MONEY EXIT TL | — | Loan | CORP | United States | 88,396 | principal | $51.3K | 0.01% | 3 |
| FIRST FINANCIAL BANKSHARES INC (TEXAS) | 32020R109 | Equity | CORP | United States | 1,517 | shares | $49.6K | 0.01% | 1 |
| GOLDMAN SACHS INTERNATIONAL | — | Equity deriv. | CORP | United Kingdom | 1 | contracts | $49.4K | 0.01% | 2 |
| UNDER ARMOUR INC | 904311107 | Equity | CORP | United States | 8,161 | shares | $47.9K | 0.01% | 1 |
| LIVANOVA PLC | GB00BYMT0J19 | Equity | CORP | United Kingdom | 625 | shares | $46.1K | 0.01% | 1 |
| KORN FERRY | 500643200 | Equity | CORP | United States | 630 | shares | $44.1K | 0.01% | 1 |
| TWIST BIOSCIENCE CORP | 90184D100 | Equity | CORP | United States | 633 | shares | $42.3K | 0.01% | 1 |
| KROLL (DEERFIELD) 1L CL REV UNFUND | — | Loan | CORP | United States | 41,723 | principal | $41.7K | 0.01% | 3 |
| NATIONAL STORAGE AFFILIATES TRUST | 637870106 | Equity | CORP | United States | 949 | shares | $40.5K | 0.01% | 1 |
| BROADSTONE NET LEASE INC | 11135E203 | Equity | CORP | United States | 1,850 | shares | $37.4K | 0.01% | 1 |
| HA SUSTAINABLE INFRASTRUCTURE CAPITAL INC | 41068X100 | Equity | CORP | United States | 896 | shares | $36.7K | 0.01% | 1 |
| POWERGRID SERVICES 1L REV CL UNFUN | — | Loan | CORP | United States | 37,600 | principal | $35.5K | 0.01% | 3 |
| EXPONENT INC | 30214U102 | Equity | CORP | United States | 606 | shares | $35.3K | 0.01% | 1 |
| CHICAGO BOARD OF TRADE | ticker ZF U26 | Rate deriv. | CORP | United States | 57 | contracts | $35.3K | 0.01% | 1 |
| LXP INDUSTRIAL TRUST | 529043408 | Equity | CORP | United States | 656 | shares | $33.9K | 0.01% | 1 |
| RIOT PLATFORMS INC | 767292105 | Equity | CORP | United States | 1,226 | shares | $33.2K | 0.01% | 1 |
| HELIOS TECHNOLOGIES INC | 42328H109 | Equity | CORP | United States | 378 | shares | $31.4K | 0.00% | 1 |
| CHICAGO BOARD OF TRADE | ticker ZT U26 | Rate deriv. | CORP | United States | 59 | contracts | $29.9K | 0.00% | 1 |
| AMBARELLA INC | KYG037AX1015 | Equity | CORP | Cayman Islands | 412 | shares | $29.7K | 0.00% | 1 |
| COLUMBIA BANKING SYSTEM INC | 197236102 | Equity | CORP | United States | 1,001 | shares | $29.7K | 0.00% | 1 |
| LIVE RAMP HOLDINGS INC | 53815P108 | Equity | CORP | United States | 775 | shares | $29.1K | 0.00% | 1 |
| WORKIVA INC | 98139A105 | Equity | CORP | United States | 501 | shares | $24.9K | 0.00% | 1 |
| ALARM.COM HOLDINGS INC | 011642105 | Equity | CORP | United States | 552 | shares | $24.9K | 0.00% | 1 |
| SONOS INC | 83570H108 | Equity | CORP | United States | 1,488 | shares | $23.5K | 0.00% | 1 |
| ZIFF DAVIS INC | 48123V102 | Equity | CORP | United States | 508 | shares | $22.9K | 0.00% | 1 |
| OMNICELL INC | 68213N109 | Equity | CORP | United States | 513 | shares | $22.6K | 0.00% | 1 |
| QUAKER CHEMICAL CORP | 747316107 | Equity | CORP | United States | 157 | shares | $22.5K | 0.00% | 1 |
| DENALI THERAPEUTICS INC | 24823R105 | Equity | CORP | United States | 1,062 | shares | $22.3K | 0.00% | 1 |
| DIGITALBRIDGE GROUP INC | 25401T603 | Equity | CORP | United States | 1,417 | shares | $22.2K | 0.00% | 1 |
| TRINET GROUP INC | 896288107 | Equity | CORP | United States | 474 | shares | $21.7K | 0.00% | 1 |
| LENDINGCLUB CORP | 52603A208 | Equity | CORP | United States | 1,171 | shares | $20.9K | 0.00% | 1 |
| CALLAWAY GOLF COMPANY | 131193104 | Equity | CORP | United States | 1,357 | shares | $20.9K | 0.00% | 1 |
| TRIUMPH FINANCIAL INC | 89679E300 | Equity | CORP | United States | 281 | shares | $20K | 0.00% | 1 |
| GOODYEAR TIRE & RUBBER COMPANY | 382550101 | Equity | CORP | United States | 3,229 | shares | $19.7K | 0.00% | 1 |
| BEAM THERAPEUTICS INC | 07373V105 | Equity | CORP | United States | 596 | shares | $19.6K | 0.00% | 1 |
| PROGYNY INC | 74340E103 | Equity | CORP | United States | 754 | shares | $19.3K | 0.00% | 1 |
| BLACKLINE INC | 09239B109 | Equity | CORP | United States | 633 | shares | $18.6K | 0.00% | 1 |
| BANDWIDTH INC | 05988J103 | Equity | CORP | United States | 275 | shares | $17.9K | 0.00% | 1 |
| WALKER & DUNLOP INC | 93148P102 | Equity | CORP | United States | 341 | shares | $17.1K | 0.00% | 1 |
| SALLY BEAUTY HOLDINGS INC | 79546E104 | Equity | CORP | United States | 1,288 | shares | $17.1K | 0.00% | 1 |
| INNOVATIVE INDUSTRIAL PROPERTIES INC | 45781V101 | Equity | CORP | United States | 292 | shares | $16.9K | 0.00% | 1 |
| WOLVERINE WORLD WIDE INC | 978097103 | Equity | CORP | United States | 954 | shares | $16.7K | 0.00% | 1 |
| ASTRANA HEALTH INC | 03763A207 | Equity | CORP | United States | 442 | shares | $16.6K | 0.00% | 1 |
| JPMorgan Chase Bank, National Association | ticker N/A | FX deriv. | CORP | United States | 1 | contracts | $16.5K | 0.00% | 2 |
| NATIONAL VISION HOLDINGS INC | 63845R107 | Equity | CORP | United States | 969 | shares | $16.2K | 0.00% | 1 |
| MARA HOLDINGS INC | 565788106 | Equity | CORP | United States | 1,115 | shares | $16K | 0.00% | 1 |
| UPBOUND GROUP INC | 76009N100 | Equity | CORP | United States | 773 | shares | $14.8K | 0.00% | 1 |
| CANNAE HOLDINGS INC | 13765N107 | Equity | CORP | United States | 994 | shares | $14.7K | 0.00% | 1 |
| KODIAK SCIENCES INC | 50015M109 | Equity | CORP | United States | 399 | shares | $14.6K | 0.00% | 1 |
| ATRICURE INC | 04963C209 | Equity | CORP | United States | 525 | shares | $14.5K | 0.00% | 1 |
| LIVE OAK BANCSHARES INC | 53803X105 | Equity | CORP | United States | 376 | shares | $14.3K | 0.00% | 1 |
| MILLERKNOLL INC | 600544100 | Equity | CORP | United States | 872 | shares | $14.1K | 0.00% | 1 |
| ROCKET COMPANIES INC | 77311W101 | Equity | CORP | United States | 963 | shares | $14K | 0.00% | 1 |
| NEOGENOMICS INC | 64049M209 | Equity | CORP | United States | 1,325 | shares | $13.9K | 0.00% | 1 |
| CAREDX INC | 14167L103 | Equity | CORP | United States | 593 | shares | $13.5K | 0.00% | 1 |
| GENTHERM INC | 37253A103 | Equity | CORP | United States | 390 | shares | $13.5K | 0.00% | 1 |
| EVERFORTH INC | 00191U102 | Equity | CORP | United States | 596 | shares | $13.5K | 0.00% | 1 |
| ARCUS BIOSCIENCES INC | 03969F109 | Equity | CORP | United States | 526 | shares | $13.3K | 0.00% | 1 |
| PAPA JOHN'S INTERNATIONAL INC | 698813102 | Equity | CORP | United States | 387 | shares | $13.2K | 0.00% | 1 |
| AMERESCO INC | 02361E108 | Equity | CORP | United States | 362 | shares | $13K | 0.00% | 1 |
| DELUXE CORP | 248019101 | Equity | CORP | United States | 503 | shares | $12.2K | 0.00% | 1 |
| VIRTUS INVESTMENT PARTNERS INC | 92828Q109 | Equity | CORP | United States | 85 | shares | $12.2K | 0.00% | 1 |
| UPWORK INC | 91688F104 | Equity | CORP | United States | 1,378 | shares | $12.2K | 0.00% | 1 |
| CONMED CORP | 207410101 | Equity | CORP | United States | 339 | shares | $12.1K | 0.00% | 1 |
| LGI HOMES INC | 50187T106 | Equity | CORP | United States | 252 | shares | $12K | 0.00% | 1 |
| Asurion | 04649VBC3 | Loan | CORP | United States | 11,679 | principal | $11.7K | 0.00% | 2 |
| INTELLIA THERAPEUTICS INC | 45826J105 | Equity | CORP | United States | 814 | shares | $11.5K | 0.00% | 1 |
| NEOGEN CORP | 640491106 | Equity | CORP | United States | 1,258 | shares | $11.3K | 0.00% | 1 |
| ALLEGIANT TRAVEL COMPANY | 01748X102 | Equity | CORP | United States | 119 | shares | $10.9K | 0.00% | 1 |
| APPIAN CORP | 03782L101 | Equity | CORP | United States | 461 | shares | $10.8K | 0.00% | 1 |
| TRONOX HOLDINGS PLC | GB00BJT16S69 | Equity | CORP | United Kingdom | 1,344 | shares | $10.7K | 0.00% | 1 |
| CLEAR CHANNEL OUTDOOR HOLDINGS INC | 18453H106 | Equity | CORP | United States | 4,259 | shares | $10.3K | 0.00% | 1 |
| CHICAGO MERCANTILE EXCHANGE | ticker SR3U6 C9750 | Rate deriv. | CORP | United States | 0 | contracts | $9.8K | 0.00% | 1 |
| FG PARENT LLC | — | Equity | CORP | United States | 15,577 | shares | $9.7K | 0.00% | 3 |
| TRUPANION INC | 898202106 | Equity | CORP | United States | 446 | shares | $9.7K | 0.00% | 1 |
| PAGERDUTY INC | 69553P100 | Equity | CORP | United States | 967 | shares | $9.6K | 0.00% | 1 |
| CRACKER BARREL OLD COUNTRY STORE INC | 22410J106 | Equity | CORP | United States | 278 | shares | $9.4K | 0.00% | 1 |
| PORCH GROUP INC | 733245104 | Equity | CORP | United States | 894 | shares | $9.3K | 0.00% | 1 |
| DIGITAL TURBINE INC | 25400W102 | Equity | CORP | United States | 1,060 | shares | $9.3K | 0.00% | 1 |
| FOX FACTORY HOLDING CORP | 35138V102 | Equity | CORP | United States | 493 | shares | $8.9K | 0.00% | 1 |
| HUNTINGTON BANCSHARES INC | 446150104 | Equity | CORP | United States | 542 | shares | $8.9K | 0.00% | 1 |
| REVOLVE GROUP INC | 76156B107 | Equity | CORP | United States | 420 | shares | $8.2K | 0.00% | 1 |
| HELEN OF TROY LTD | BMG4388N1065 | Equity | CORP | Bermuda | 281 | shares | $7.6K | 0.00% | 1 |
| CRYOPORT INC | 229050307 | Equity | CORP | United States | 476 | shares | $7.5K | 0.00% | 1 |
| LIBERTY LATIN AMERICA LTD | BMG9001E1286 | Equity | CORP | Bermuda | 906 | shares | $7.4K | 0.00% | 1 |
| GOOSEHEAD INSURANCE INC | 38267D109 | Equity | CORP | United States | 211 | shares | $7.3K | 0.00% | 1 |
| ASTEC INDUSTRIES INC | 046224101 | Equity | CORP | United States | 133 | shares | $6.7K | 0.00% | 1 |
| NURIX THERAPEUTICS INC | 67080M103 | Equity | CORP | United States | 373 | shares | $6.6K | 0.00% | 1 |
| ASANA INC | 04342Y104 | Equity | CORP | United States | 853 | shares | $6.6K | 0.00% | 1 |
| CONNECTONE BANCORP INC | 20786W107 | Equity | CORP | United States | 218 | shares | $6.6K | 0.00% | 1 |
| COMPASS MINERALS INTERNATIONAL INC | 20451N101 | Equity | CORP | United States | 200 | shares | $6.4K | 0.00% | 1 |
| MFA FINANCIAL INC | 55272X607 | Equity | CORP | United States | 649 | shares | $6.2K | 0.00% | 1 |
| BRANDYWINE REALTY TRUST | 105368203 | Equity | CORP | United States | 1,990 | shares | $6.2K | 0.00% | 1 |
| PIEDMONT OFFICE REALTY TRUST INC | 720190206 | Equity | CORP | United States | 727 | shares | $6K | 0.00% | 1 |
| CAPITOL FEDERAL FINANCIAL INC | 14057J101 | Equity | CORP | United States | 762 | shares | $5.9K | 0.00% | 1 |
| CERENCE INC | 156727109 | Equity | CORP | United States | 454 | shares | $5.8K | 0.00% | 1 |
| PHREESIA INC | 71944F106 | Equity | CORP | United States | 584 | shares | $5.8K | 0.00% | 1 |
| IHEARTMEDIA INC | 45174J509 | Equity | CORP | United States | 1,313 | shares | $5.7K | 0.00% | 1 |
| CENTERSPACE REAL ESTATE INVESTMENT TRUST | 15202L107 | Equity | CORP | United States | 83 | shares | $5.6K | 0.00% | 1 |
| RAPID7 INC | 753422104 | Equity | CORP | United States | 659 | shares | $5.5K | 0.00% | 1 |
| PURSUIT ATTRACTIONS AND HOSPITALITY INC | 92552R406 | Equity | CORP | United States | 120 | shares | $5.4K | 0.00% | 1 |
| MIDDLESEX WATER COMPANY | 596680108 | Equity | CORP | United States | 101 | shares | $5.3K | 0.00% | 1 |
| CEVA INC | 157210105 | Equity | CORP | United States | 132 | shares | $5.3K | 0.00% | 1 |
| AEBI SCHMIDT HOLDING AG | CH0027352993 | Equity | CORP | Switzerland | 422 | shares | $5.3K | 0.00% | 1 |
| LENDINGTREE INC | 52603B107 | Equity | CORP | United States | 136 | shares | $5.2K | 0.00% | 1 |
| 3D SYSTEMS CORP | 88554D205 | Equity | CORP | United States | 1,453 | shares | $5.2K | 0.00% | 1 |
| OUSTER INC | 68989M202 | Equity | CORP | United States | 112 | shares | $5.2K | 0.00% | 1 |
| METROPOLITAN BANK HOLDING CORP | 591774104 | Equity | CORP | United States | 57 | shares | $5.1K | 0.00% | 1 |
| EAGLE BANCORP INC | 268948106 | Equity | CORP | United States | 185 | shares | $5K | 0.00% | 1 |
| SAFEHOLD INC | 78646V107 | Equity | CORP | United States | 334 | shares | $5K | 0.00% | 1 |
| COURSERA INC | 22266M104 | Equity | CORP | United States | 915 | shares | $4.9K | 0.00% | 1 |
| ARVINAS INC | 04335A105 | Equity | CORP | United States | 548 | shares | $4.9K | 0.00% | 1 |
| ONTERRIS INC | 615111101 | Equity | CORP | United States | 305 | shares | $4.9K | 0.00% | 1 |
| STANDARD MOTOR PRODUCTS INC | 853666105 | Equity | CORP | United States | 124 | shares | $4.9K | 0.00% | 1 |
| RECURSION PHARMACEUTICALS INC | 75629V104 | Equity | CORP | United States | 1,343 | shares | $4.8K | 0.00% | 1 |
| FULGENT GENETICS INC | 359664109 | Equity | CORP | United States | 246 | shares | $4.5K | 0.00% | 1 |
| SMITH AND WESSON BRANDS INC | 831754106 | Equity | CORP | United States | 285 | shares | $4.3K | 0.00% | 1 |
| ASPHALT ATD HOLDCO LLC | — | Equity | CORP | United States | 25,070 | shares | $4.3K | 0.00% | 3 |
| MARINEMAX INC | 567908108 | Equity | CORP | United States | 123 | shares | $4.2K | 0.00% | 1 |
| SHUTTERSTOCK INC | 825690100 | Equity | CORP | United States | 274 | shares | $4.1K | 0.00% | 1 |
Equities show share counts; bonds and loans show principal amount. Coupon, maturity and ratings are shown where the filing discloses them. Source: SEC N-PORT via market-data vendor re-serve, position-level.
Holdings reports on file
| Report date | Filed | Positions | Σ weight | Net assets (calc.) | Coverage |
|---|---|---|---|---|---|
| May 29, 2026 | Jul 22, 2026 | 1,258 | 100.0% | $631M | full |
| Feb 27, 2026 | Apr 29, 2026 | 1,236 | 100.0% | $638M | full |
| Nov 30, 2025 | Jan 28, 2026 | 1,148 | 100.0% | $580M | full |
Net assets here are calculated from position values ÷ reported weights (median across positions), not a reported figure.
CEF Explorer research page for Guggenheim Active Allocation Fund. Figures carry their own dates and sources; a discount to NAV does not guarantee convergence or any return. This is not investment advice.