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Guggenheim Active Allocation Fund
Sponsor: Guggenheim · Inception Nov 24, 2021 · Pays monthly
Market priceShare price
$13.77
+1.69% (+$0.23)
NAVAsset value per share
$15.90
as of Oct 14, 2026 · Nasdaq NAV symbol
Premium / discountPrice vs. assets
13.40% discount *
Indicative: latest price vs latest reported NAV
Distribution rate (price)Payout rate
10.35%
regular, annualised · on NAV 8.96%
Expense ratioAnnual cost
Not reported
no tagged fee table
LeverageBorrowing
Not reported
senior securities not tagged
Quote status: Market closed — last regular-session price · last trade Oct 15, 2026, 4:00 PM EDT (exchange time, ET) · retrieved Oct 15, 2026, 10:43 PM EDTRegular-session prices; extended-hours quotes are not displayed.
Full portfolio as filed on SEC Form N-PORT for the month ending May 29, 2026, filed Jul 22, 2026. 1,258 positions; weights are percent of net assets as reported. Weights sum to 100.0% — leverage, cash, derivatives and short positions mean totals need not equal 100%. This is a historical report, not a live portfolio.

Top 10 holdings

#SecurityTypeCountryWeightValue (USD)
1FEDERAL NATIONAL MORTGAGE ASSOCIATIONMBSUnited States8.86%$55.9M
2DREYFUS TREASURY SECURITIES CASH MANAGEMENTShort-term inv.United States1.96%$12.4M
3UNITED STATES OF AMERICA - BUREAU OF THE PUBLIC DEBTDebtUnited States1.58%$10M
4FEDERAL NATIONAL MORTGAGE ASSOCIATIONMBSUnited States1.54%$9.7M
5CHICAGO MERCANTILE EXCHANGEEquity deriv.United States1.45%$9.2M
6LIGHTNING 2022-1 A FUNDEDDebtCanada1.28%$8.1M
7THUNDERBIRD 2022-1 A FUNDEDDebtCanada1.28%$8.1M
8HOTWIRE FUNDING LLCABSUnited States1.21%$7.7M
9AUSTRALIA, COMMONWEALTH OFDebtAustralia1.10%$7M
10Madison Park Funding LIII Ltd / LLCCDO/CLOCayman Islands1.06%$6.7M

Asset class

Asset class% net assetsValue
CDO/CLO7.20%$45.5M
ABS (other)6.53%$41.2M
Debt58.82%$371M
Equity (common)4.33%$27.3M
Loans30.86%$195M
Derivative (equity)2.01%$12.7M
Mortgage-backed12.91%$81.5M
Short-term investment vehicle1.96%$12.4M
Equity (preferred)1.69%$10.7M
Derivative (FX)0.10%$656K
Repurchase agreement-26.02%$-164M
Derivative (interest rate)-0.26%$-1.6M
Derivative (credit)-0.13%$-840K
Derivative (commodity)-0.00%$-3.2K

Country (top 12)

Country (top 12)% net assetsValue
United States67.63%$427M
United Kingdom6.08%$38.4M
Canada5.81%$36.6M
Cayman Islands4.37%$27.6M
Luxembourg2.77%$17.5M
France2.50%$15.8M
Netherlands2.48%$15.6M
Germany1.50%$9.5M
Australia1.18%$7.5M
Jersey1.13%$7.1M
Spain0.92%$5.8M
Italy0.72%$4.5M

Region

Region% net assetsValue
United States67.63%$427M
Canada5.81%$36.6M
Offshore domiciles4.89%$30.9M
Developed Europe20.17%$127M
Australia & New Zealand1.18%$7.5M
Latin America0.21%$1.3M
Other0.11%$712K
Middle East0.00%$249

Issuer type

Issuer type% net assetsValue
Corporate80.43%$508M
Registered fund3.05%$19.3M
U.S. Treasury2.62%$16.5M
U.S. GSE12.59%$79.4M
Non-U.S. sovereign1.31%$8.3M

Fair-value level

Fair-value level% net assetsValue
Level 18.15%$51.4M
Level 277.53%$489M
Level 314.32%$90.4M
Level 3 = valued with unobservable inputs (typically private or illiquid).

Long / short

Long / short% net assetsValue
Long124.30%$785M
N/A1.72%$10.9M
Short-26.02%$-164M

All allocation percentages use net assets as the denominator (N-PORT convention). A position's share of invested assets may differ from its share of the whole fund including cash and leverage.

All 1,258 positions

Page 1 of 6 · next →
SecurityIdentifierTypeIssuerCountryBalanceUnitsValue (USD)WeightFV level
FEDERAL NATIONAL MORTGAGE ASSOCIATION01F050676MBSUSGSEUnited States56,915,282principal$55.9M8.86%2
DREYFUS TREASURY SECURITIES CASH MANAGEMENT261941108Short-term inv.RFUnited States12,355,840shares$12.4M1.96%1
UNITED STATES OF AMERICA - BUREAU OF THE PUBLIC DEBT912797TZ0DebtUSTUnited States10,000,000principal$10M1.58%2
FEDERAL NATIONAL MORTGAGE ASSOCIATION01F052680MBSUSGSEUnited States9,700,000principal$9.7M1.54%2
CHICAGO MERCANTILE EXCHANGEticker ES M26Equity deriv.CORPUnited States216contracts$9.2M1.45%1
LIGHTNING 2022-1 A FUNDED—DebtCORPCanada8,500,000principal$8.1M1.28%3
THUNDERBIRD 2022-1 A FUNDED—DebtCORPCanada8,500,000principal$8.1M1.28%3
HOTWIRE FUNDING LLC44148JAC3ABSCORPUnited States7,700,000principal$7.7M1.21%2
AUSTRALIA, COMMONWEALTH OFAU0000381832DebtNUSSAustralia10,150,000principal$7M1.10%2
Madison Park Funding LIII Ltd / LLC558201AA7CDO/CLOCORPCayman Islands7,500,000principal$6.7M1.06%2
FTAI AIRCRAFT LEASING FUN—EquityCORPUnited States5,396,875shares$5.9M0.94%3
OBRA LONGEVITY RFF CL A NTS FUNDED—DebtCORPUnited States5,500,000principal$5.7M0.90%3
Insured Lending 1 Ltd.restrictedXS3171634796DebtCORPUnited Kingdom4,800,000principal$5.6M0.89%3
LaserAway51807KAC7LoanCORPUnited States5,505,625principal$5.5M0.87%2
Pelican Products70468BAC7LoanCORPUnited States5,505,625principal$5.3M0.83%2
Gibson Brands37476YAB8LoanCORPUnited States5,505,625principal$5.1M0.81%2
DAVITA INC23918KAS7DebtCORPUnited States5,200,000principal$5.1M0.80%2
FEDERAL HOME LOAN MORTGAGE CORP3142J6C92MBSUSGSEUnited States4,974,583principal$5M0.79%2
CITIGROUP INC172967NB3DebtCORPUnited States5,000,000principal$5M0.79%2
BANK OF NEW YORK MELLON CORP (THE)064058AL4DebtCORPUnited States5,000,000principal$5M0.78%2
VB-S1 ISSUER LLC91823ABA8ABSCORPUnited States5,000,000principal$4.9M0.78%2
BRITISH TELECOMMUNICATIONS PLC11102AAG6DebtCORPUnited Kingdom5,000,000principal$4.8M0.77%2
BANK OF AMERICA, NATIONAL ASSOCIATION—Equity deriv.CORPUnited States1contracts$4.4M0.69%2
1011778 B.C. ULC / NEW RED FINANCE INC68245XAM1DebtCORPCanada4,500,000principal$4.3M0.68%2
KAISER ALUMINUM CORP483007AL4DebtCORPUnited States4,350,000principal$4.2M0.66%2
US FOODS INC90290MAE1DebtCORPUnited States4,250,000principal$4.1M0.65%2
UNITED WHOLESALE MORTGAGE LLC913229AA8DebtCORPUnited States4,300,000principal$4.1M0.65%2
ALTICE FRANCE SAS02090DAC2DebtCORPFrance4,009,150principal$3.9M0.62%2
OCCIDENTAL PETROLEUM CORP674599DH5DebtCORPUnited States3,190,000principal$3.8M0.61%2
ZIGGO BOND COMPANY BV98953GAD7DebtCORPNetherlands4,361,000principal$3.8M0.60%2
ITT HOLDINGS LLC45074JAA2DebtCORPUnited States3,750,000principal$3.7M0.59%2
VODAFONE GROUP PLC92857WBX7DebtCORPUnited Kingdom4,750,000principal$3.7M0.59%2
JEFFERIES FINANCE LLC / JFIN CO-ISSUER CORP47232MAF9DebtCORPUnited States3,810,000principal$3.7M0.58%2
KENNEDY-WILSON INC489399AM7DebtCORPUnited States3,500,000principal$3.5M0.56%2
UNITED STATES OF AMERICA - BUREAU OF THE PUBLIC DEBT912803GA5DebtUSTUnited States12,650,000principal$3.5M0.55%2
UPBOUND GROUP INC76009NAL4DebtCORPUnited States3,412,000principal$3.4M0.54%2
LIBERTY MUTUAL GROUP INC53079EBL7DebtCORPUnited States5,250,000principal$3.3M0.53%2
BCP V MODULAR SERVICES FINANCE II PLCXS2397447025DebtCORPUnited Kingdom3,000,000principal$3.2M0.51%2
ADT SECURITY CORP (THE)74166NAA2DebtCORPUnited States3,300,000principal$3.1M0.50%2
STATION CASINOS LLC857691AH2DebtCORPUnited States3,250,000principal$3.1M0.49%2
GLOBAL ATLANTIC (FIN) COMPANY37959GAH0DebtCORPUnited States3,065,000principal$3M0.48%2
ONEMAIN FINANCE CORP682691AA8DebtCORPUnited States3,300,000principal$3M0.48%2
CARRIAGE SERVICES INC143905AP2DebtCORPUnited States3,150,000principal$3M0.48%2
MILL CITY SECURITIES 2024-RS1 LTD599920AB1ABSCORPCayman Islands3,150,000principal$3M0.47%2
BLACKROCK CREDIT ALLOCATION INCOME TRUST092508100EquityRFUnited States290,333shares$3M0.47%1
COBANK ACB19075QAD4DebtUSGSEUnited States3,000,000principal$3M0.47%2
GLP CAPITAL LP / GLP FINANCING II INC361841AR0DebtCORPUnited States3,250,000principal$2.9M0.46%2
ASP Dream (DBA FullBloom)00217BAB0LoanCORPUnited States3,120,000principal$2.9M0.46%2
EATON VANCE LTD DURATION INCOME FUND27828H105EquityRFUnited States309,597shares$2.9M0.46%1
VISMA AS 1L TLB3 EUR—LoanCORPNorway2,500,000principal$2.9M0.46%3
Pacific Bells69403HAN0LoanCORPUnited States2,819,028principal$2.8M0.45%2
FS KKR CAPITAL CORP302635AL1DebtCORPUnited States2,891,000principal$2.8M0.45%2
INGEVITY CORP45688CAB3DebtCORPUnited States2,900,000principal$2.8M0.44%2
JANE STREET GROUP LLC / JSG FINANCE INC47077WAC2DebtCORPUnited States2,700,000principal$2.8M0.44%2
Women's Care97815UAH7LoanCORPUnited States2,864,662principal$2.8M0.44%2
VENTURE GLOBAL LNG INC92332YAD3DebtCORPUnited States2,550,000principal$2.7M0.43%2
VMED O2 UK FINANCING I PLC92858RAA8DebtCORPUnited Kingdom3,250,000principal$2.7M0.43%2
FEDERAL NATIONAL MORTGAGE ASSOCIATION01F030678MBSUSGSEUnited States3,023,726principal$2.6M0.42%2
ENVIRI CORP415864AM9DebtCORPUnited States2,625,000principal$2.6M0.42%2
Higginbotham Insurance Agency Inc - TL 1L 12/25—LoanCORPUnited States2,575,288principal$2.6M0.41%3
CML - FONTAINEBLEAU VEGAS FUNDED—DebtCORPUnited States2,500,000principal$2.6M0.41%3
ACCIDENT FUND INSURANCE CO OF AMERICA00452AAA8DebtCORPUnited States2,550,000principal$2.6M0.40%2
FEDERAL NATIONAL MORTGAGE ASSOCIATION01F050684MBSUSGSEUnited States2,594,718principal$2.5M0.40%2
PENN ENTERTAINMENT INC707569AV1DebtCORPUnited States2,650,000principal$2.5M0.40%2
CAPSTONE ACQUISITION 1L TL—LoanCORPUnited States2,535,971principal$2.5M0.40%3
DOGWOOD TERM LOAN—DebtCORPUnited States2,500,478principal$2.5M0.39%3
VALERO ENERGY CORP91913YBE9DebtCORPUnited States3,350,000principal$2.5M0.39%2
CCO HOLDINGS LLC / CCO HOLDINGS CAPITAL CORP1248EPCL5DebtCORPUnited States2,857,000principal$2.4M0.39%2
MIWD HOLDCO II LLC55337PAA0DebtCORPUnited States2,600,000principal$2.4M0.38%2
WELLS FARGO & COMPANY95002Y202PreferredCORPUnited States139,386shares$2.4M0.38%1
BRAVO Residential Funding Trus10567WAA1MBSCORPUnited States2,365,484principal$2.4M0.37%2
CERVANTES BIDCO SLU—LoanCORPSpain2,000,000principal$2.3M0.37%2
NEW ENTERPRISE STONE & LIME CO INC644274AG7DebtCORPUnited States2,300,000principal$2.3M0.37%2
BANK OF AMERICA CORP06055H400PreferredCORPUnited States131,500shares$2.3M0.36%1
STANDARD BUILDING SOLUTIONS INC853496AG2DebtCORPUnited States2,400,000principal$2.3M0.36%2
FANNIE MAE OR FREDDIE MAC—MBSCORPUnited States2,616,274principal$2.3M0.36%2
CARLYLE US CLO 2022-1 LTD14318KAA1CDO/CLOCORPCayman Islands2,250,000principal$2.2M0.35%2
FLORIDA FOOD PRODUCTS LLC—LoanCORPUnited States2,910,737principal$2.2M0.35%2
GRAFTECH FINANCE INC384311AC0DebtCORPUnited States3,200,000principal$2.2M0.35%2
GOLUB CAPITAL PARTNERS CLO 69(M)-R38182GAG9CDO/CLOCORPUnited States2,200,000principal$2.2M0.35%2
SUBURBAN PROPANE PARTNERS LP / SUBURBAN ENERGY FINANCE CORP864486AL9DebtCORPUnited States2,200,000principal$2.1M0.33%2
NIDDA HEALTHCARE HOLDING—LoanCORPGermany1,800,000principal$2.1M0.33%2
SOTHEBY'S83600GAA2DebtCORPUnited States2,200,000principal$2.1M0.33%2
1261229 B.C. LTD68288AAA5DebtCORPCanada2,029,000principal$2.1M0.33%2
ENCORE CAPITAL GROUP INC292554AR3DebtCORPUnited States1,950,000principal$2.1M0.33%2
CERBERUS LOAN FUNDING XLIV LLC15674DAE4CDO/CLOCORPUnited States2,050,000principal$2M0.32%2
CERBERUS LOAN FUNDING 52 LLC15675MAE3CDO/CLOCORPUnited States2,000,000principal$2M0.32%2
AIR CANADA008911BJ7DebtCORPCanada2,750,000principal$2M0.32%2
COREBRIDGE FINANCIAL INC21871XAP4DebtCORPUnited States1,950,000principal$2M0.31%2
NUSTAR LOGISTICS LP67059TAH8DebtCORPUnited States1,898,000principal$2M0.31%2
BREITLING FINANCING SARL—LoanCORPLuxembourg2,000,000principal$2M0.31%2
PRECISE BIDCO BVXAN7110BAF93LoanCORPNetherlands1,670,000principal$1.9M0.31%2
BELL CANADA0778FPAP4DebtCORPCanada1,850,000principal$1.9M0.30%2
CHARLES SCHWAB CORP (THE)808513CM5DebtCORPUnited States1,900,000principal$1.9M0.30%2
FR REFUEL LLC 1L TLB CL—LoanCORPUnited States1,909,158principal$1.9M0.30%2
CORDOBES HOLDCO SL—LoanCORPSpain1,614,545principal$1.9M0.30%2
MB2 DENTAL SOLUTIONS LLC—LoanCORPUnited States1,892,840principal$1.9M0.30%3
GD TOWERS (SALSA HLDG) 1L TL EUR—LoanCORPUnited States1,600,000principal$1.8M0.29%3
SOUTHERN COMPANY (THE)842587EJ2DebtCORPUnited States1,825,000principal$1.8M0.29%2
HUNT COMPANIES INC445587AE8DebtCORPUnited States1,850,000principal$1.8M0.29%2
AMC GLOBAL MEDIA INC00164VAK9DebtCORPUnited States1,747,000principal$1.8M0.29%2
FACILITIES GROUP 1L DDTL FUNDED—LoanCORPUnited States1,814,572principal$1.8M0.28%3
MCGRAW-HILL EDUCATION INC57767XAA8DebtCORPUnited States1,800,000principal$1.8M0.28%2
INTEGRATED POWER SERVICES 1L TL CL—LoanCORPUnited States1,779,172principal$1.8M0.28%3
JOL AIR LTD46651NAA2ABSCORPCayman Islands1,765,071principal$1.8M0.28%2
FACILITIES GROUP 1L TL—LoanCORPUnited States1,784,995principal$1.8M0.28%3
SHERWOOD FINANCING PLCXS2953567745DebtCORPUnited Kingdom1,500,000principal$1.8M0.28%2
RL DATIX 1L TL FACILITY B GBP—LoanCORPUnited Kingdom1,304,000principal$1.7M0.28%3
CDW LLC / CDW FINANCE CORP12513GBJ7DebtCORPUnited States1,900,000principal$1.7M0.28%2
MCGRAW-HILL EDUCATION INC57767XAB6DebtCORPUnited States1,700,000principal$1.7M0.27%2
BLUE RIBBON LLC—LoanCORPUnited States3,272,746principal$1.7M0.27%2
HUNTER POINT NAV LENDING FUND—CDO/CLOCORPUnited States1,685,440principal$1.7M0.27%3
CLAUDIUS FINANCE SARL—LoanCORPLuxembourg1,450,000principal$1.7M0.26%2
APPLEGREEN FINANCE IRELA—LoanCORPIreland1,400,000principal$1.6M0.26%2
AUXEY MIDCO LTD—LoanCORPUnited Kingdom1,755,000principal$1.6M0.26%2
CEAMER FIN 2 SR SEC NTS—DebtCORPUnited States1,596,180principal$1.6M0.26%3
ROCKET MORTGAGE LLC / ROCKET MORTGAGE CO-ISSUER INC77313LAB9DebtCORPUnited States1,800,000principal$1.6M0.26%2
FERTITTA ENTERTAINMENT LLC / FERTITTA ENTERTAINMENT FINANCE COMPANY INC31556TAA7DebtCORPUnited States1,650,000principal$1.6M0.25%2
REYNOLDS AMERICAN INC761713BA3DebtCORPUnited States1,550,000principal$1.6M0.25%2
ROGERS COMMUNICATIONS INC775109BS9DebtCORPCanada1,600,000principal$1.6M0.25%2
KERRIDGE(SKYLARK)1L CL UNITRAN GBP—LoanCORPLuxembourg1,200,000principal$1.6M0.25%3
PetSmart71677HAN5LoanCORPUnited States1,596,000principal$1.6M0.25%2
AMFAM HOLDINGS INC03115AAC7DebtCORPUnited States2,300,000principal$1.6M0.25%2
ATLANTIC MARINE CORPS COMMUNITIES LLC048677AH1DebtCORPUnited States1,946,761principal$1.6M0.25%2
BX TRUST 2024-VLT405612TAG0ABSCORPUnited States1,583,175principal$1.6M0.25%2
PIMENTE INVESTISSEMENT S—LoanCORPFrance1,350,000principal$1.6M0.25%2
BOYNE USA INC103557AC8DebtCORPUnited States1,600,000principal$1.6M0.25%2
CROCS INC227046AA7DebtCORPUnited States1,625,000principal$1.6M0.25%2
TOTAL WEBHOSTING SOLUTIO—LoanCORPNetherlands1,500,000principal$1.6M0.25%2
GLOBAL ATLANTIC (FIN) COMPANY37959GAB3DebtCORPUnited States1,750,000principal$1.6M0.25%2
RECESS HOLDINGS INC72811HAJ9LoanCORPUnited States1,568,150principal$1.6M0.25%2
INGENOVIS HEALTH LP FUNDED—EquityCORPUnited States1,564shares$1.6M0.25%2
FS RIALTO 2024-FL9 ISSUER LLC30338WAE9CDO/CLOCORPUnited States1,550,000principal$1.5M0.24%2
CASPER BIDCO SASU—LoanCORPFrance1,300,000principal$1.5M0.24%2
PRUDENTIAL FINANCIAL INC744320BJ0DebtCORPUnited States1,550,000principal$1.5M0.24%2
BUILDERS FIRSTSOURCE INC12008RAR8DebtCORPUnited States1,500,000principal$1.5M0.24%2
PHM GROUP HOLDING—LoanCORPFinland1,300,000principal$1.5M0.24%2
QSRP FINCO BV 1L TLB EUR CL—LoanCORPBelgium1,300,000principal$1.5M0.24%2
CVR ENERGY INC12662PAD0DebtCORPUnited States1,510,000principal$1.5M0.24%2
HOMESTEAD SPE ISSUER LLC—DebtCORPUnited States1,500,000principal$1.5M0.24%3
BUCKEYE PARTNERS LP118230AM3DebtCORPUnited States1,650,000principal$1.5M0.24%2
ZUORA INC98980XAC9LoanCORPUnited States1,582,030principal$1.5M0.24%2
CERBERUS LOAN FUNDING XLV LLC15675FAG3CDO/CLOCORPUnited States1,500,000principal$1.5M0.24%2
TEAMSYSTEM SPAXS2864287540DebtCORPItaly1,300,000principal$1.5M0.24%2
ARES DIRECT LENDING CLO 2 LLC04021CAJ9CDO/CLOCORPUnited States1,500,000principal$1.5M0.24%2
WABASH NATIONAL CORP929566AL1DebtCORPUnited States1,750,000principal$1.5M0.24%2
ALTICE FRANCE SAS02090DAD0DebtCORPFrance1,524,392principal$1.5M0.24%2
BOWTIE GERMANY BIDCO GMB—LoanCORPGermany1,300,000principal$1.5M0.24%2
DEUCE FINCO PLCXS3231178537DebtCORPUnited Kingdom1,100,000principal$1.5M0.23%2
BXHPP TRUST 2021-FILM05609JAL6ABSCORPUnited States1,700,000principal$1.5M0.23%2
CELESTE BIDCO BV—LoanCORPNetherlands1,250,000principal$1.5M0.23%2
BOLUDA TOWAGE SL—LoanCORPSpain1,250,000principal$1.5M0.23%2
ALLWYN ENTERTAINMENT FIN—LoanCORPUnited Kingdom1,250,000principal$1.5M0.23%2
ALLIANT HOLDINGS INTERMEDIATE LLC / ALLIANT HOLDINGS CO-ISSUER INC01883LAH6DebtCORPUnited States1,450,000principal$1.4M0.23%2
EQUITABLE HOLDINGS INC29452EAD3DebtCORPUnited States1,400,000principal$1.4M0.23%2
ZEPHYR MIDCO 2 LTD—LoanCORPUnited Kingdom1,100,000principal$1.4M0.23%2
FOUNDRY JV HOLDCO LLC350930AJ2DebtCORPUnited States1,350,000principal$1.4M0.23%2
ALLIANZ SE018820AE0DebtCORPGermany1,400,000principal$1.4M0.23%2
PELAGOS INSURANCE CAPITAL LTD31575FAC0DebtCORPBermuda1,350,000principal$1.4M0.22%2
HNI CORP404251AA8DebtCORPUnited States1,450,000principal$1.4M0.22%2
Rinchem Co76676UAB2LoanCORPUnited States3,080,000principal$1.4M0.22%3
KROLL (DEERFIELD) 1L TLB CL USD—LoanCORPUnited States1,417,675principal$1.4M0.22%3
Inspired Finco Holdings Ltd.XAG4800AAK07LoanCORPUnited Kingdom1,201,982principal$1.4M0.22%2
PAR PETROLEUM LLC70178JAB3DebtCORPUnited States1,375,000principal$1.4M0.22%2
NEXUS BUYER LLC65343UAH5LoanCORPUnited States1,431,911principal$1.4M0.22%2
SAPHILUX SARL—LoanCORPLuxembourg1,400,000principal$1.4M0.22%2
PACIFICORP695114DF2DebtCORPUnited States1,380,000principal$1.4M0.22%2
QUANTUM BIDCO LTD—LoanCORPUnited Kingdom1,050,000principal$1.4M0.22%2
CUBE SAFETY BIDCO AB—LoanCORPSweden1,200,000principal$1.4M0.22%2
UNIT4 GROUP HOLDING BV—LoanCORPNetherlands1,200,000principal$1.4M0.22%2
CURRICULUM ASSOC REFI 1L TL CL—LoanCORPUnited States1,400,000principal$1.4M0.22%3
ICEBOX HOLDCO III INC45114NAB3LoanCORPUnited States1,387,845principal$1.4M0.22%2
SWITCH ABS ISSUER LLC871044AE3ABSCORPUnited States1,400,000principal$1.4M0.22%2
BRUNDAGE-BONE CONCRETE PUMPING HOLDING INC66981QAB2DebtCORPUnited States1,350,000principal$1.4M0.22%2
FAIR ISAAC CORP303250AJ3DebtCORPUnited States1,400,000principal$1.4M0.22%2
GALAXY BIDCO LTDXS2958244845DebtCORPJersey1,000,000principal$1.4M0.22%2
JP MORGAN CHASE & COMPANY48128AAJ2DebtCORPUnited States1,350,000principal$1.4M0.22%2
SCIENTIFIC GAMES HOLDINGS LP / SCIENTIFIC GAMES US FINCO INC80874DAA4DebtCORPUnited States1,600,000principal$1.4M0.22%2
EVERSOURCE ENERGY30040WBD9DebtCORPUnited States1,375,000principal$1.4M0.22%2
Michael Baker International59406MAF4LoanCORPUnited States1,375,588principal$1.4M0.22%2
Obsidian Issuer 2025-1 LLC67449HAA8DebtCORPUnited States1,400,000principal$1.4M0.22%3
SELECTIVE INSURANCE GROUP INC816300503PreferredCORPUnited States85,536shares$1.4M0.22%1
CARS DB4 LP12510HAJ9ABSCORPUnited States1,450,000principal$1.4M0.22%2
FOCUS FINANCIAL PARTNERS LLC34417VAA5DebtCORPUnited States1,350,000principal$1.4M0.22%2
MERLIN BUYER INC—LoanCORPUnited States1,350,000principal$1.4M0.22%2
ARETEC GROUP INC04009DAJ3LoanCORPUnited States1,375,150principal$1.4M0.21%2
PGW Auto Glass, LLC67115JAF6LoanCORPUnited States1,350,000principal$1.3M0.21%2
AMBASSADOR THEATRE 1L TLB CL GBP—LoanCORPUnited Kingdom1,000,000principal$1.3M0.21%2
NORMEC 1 BV—LoanCORPNetherlands1,150,000principal$1.3M0.21%2
ARES DIRECT LENDING CLO 6 LLC039960AJ8CDO/CLOCORPUnited States1,350,000principal$1.3M0.21%2
PILATUS 1 CFO SR NOTES—DebtCORPUnited States1,350,000principal$1.3M0.21%3
CMS ENERGY CORP125896BY5DebtCORPUnited States1,300,000principal$1.3M0.21%2
JBS USA HOLDING LUX SARL46590XAQ9DebtCORPLuxembourg1,750,000principal$1.3M0.21%2
CPI CG INC12598FAC3DebtCORPUnited States1,256,000principal$1.3M0.21%2
Blackhawk Network Holdings09238FAN1LoanCORPUnited States1,326,493principal$1.3M0.21%2
CLIFFWATER LLC 1L TL CL—LoanCORPUnited States1,356,300principal$1.3M0.21%3
CLEARWATER PAPER CORP18538RAJ2DebtCORPUnited States1,609,000principal$1.3M0.21%2
AMERICAN NATIONAL GROUP INC025676AR8DebtCORPUnited States1,325,000principal$1.3M0.21%2
PANAMA, REPUBLIC OF - MINISTRY OF PLANNING AND ECONOMIC POLICY698299BS2DebtNUSSPanama1,700,000principal$1.3M0.21%2
CALDERYS FINANCING LLC128786AA8DebtCORPUnited States1,250,000principal$1.3M0.21%2
PHILLIPS 66 COMPANY718547BA9DebtCORPUnited States1,287,000principal$1.3M0.20%2
NATIONWIDE FINANCIAL SERVICES INC638612AJ0DebtCORPUnited States1,315,000principal$1.3M0.20%2
ALMAVIVA DEVELOPPEMENT S—LoanCORPFrance1,100,000principal$1.3M0.20%2
SCIENTIFIC GAMES HOLDINGS LP80875CAC1LoanCORPUnited States1,120,000principal$1.3M0.20%2
Hunter DouglasXAN8137FAE06LoanCORPUnited States1,283,750principal$1.3M0.20%2
GRANT THORNTON 1L TLB CL EURO—LoanCORPUnited States1,100,000principal$1.3M0.20%2
CUSHMAN & WAKEFIELD U.S. BORROWER LLC23166MAA1DebtCORPUnited States1,268,000principal$1.3M0.20%2
BETCLIC EVEREST GROUP SA—LoanCORPFrance1,100,000principal$1.3M0.20%2
CERBERUS LOAN FUNDING XL LLC15675AAP4CDO/CLOCORPUnited States1,250,000principal$1.3M0.20%2
SIERRA PACIFIC POWER COMPANY826418BS3DebtCORPUnited States1,250,000principal$1.2M0.20%2
ALLWYN ENTERTAINMENT FINANCING (UK) PLC02007VAA8DebtCORPUnited Kingdom1,200,000principal$1.2M0.20%2
ZAYO GROUP HOLDINGS INC98919VAC9DebtCORPUnited States1,233,861principal$1.2M0.20%2
AI Aqua Merger Sub Inc00132UAQ7LoanCORPUnited States1,234,430principal$1.2M0.20%2
TELUS CORP87971MCM3DebtCORPCanada1,200,000principal$1.2M0.20%2
Hanger Inc41043BAH1LoanCORPUnited States1,227,901principal$1.2M0.20%2
Darktrace52526CAB5LoanCORPUnited States1,287,000principal$1.2M0.19%2
BLUE RIBBON LLC69382EAB8LoanCORPUnited States1,304,469principal$1.2M0.19%2
LVNV 6.84 6/12/29—DebtCORPUnited States1,200,000principal$1.2M0.19%3
Kaseya48578AAB4LoanCORPUnited States1,386,000principal$1.2M0.19%2
CERVED GROUP SPAXS2445841104DebtCORPItaly1,400,000principal$1.2M0.19%2
TRANSMONTAIGNE PARTNERS LLC89377AAA3DebtCORPUnited States1,150,000principal$1.2M0.19%2
Metis Issuer 2025-1 LLCrestricted59155MAA8DebtCORPUnited States1,200,000principal$1.2M0.19%3
Pregis74045BAG2LoanCORPUnited States1,172,531principal$1.2M0.19%2
MOTEL ONE GMBH/MUENCHEN—LoanCORPGermany1,000,000principal$1.2M0.19%2
CUBE HEALTHCARE EUROPE B—LoanCORPFrance1,000,000principal$1.2M0.19%2
FINANCIERE VERDI I SASU—LoanCORPFrance1,000,000principal$1.2M0.19%2
TSG SOLUTIONS HOLDING—LoanCORPFrance1,000,000principal$1.2M0.19%2
FINCO UTILITAS BV—LoanCORPBelgium1,000,000principal$1.2M0.19%2
ENGINEERED MACHINERY HOL—LoanCORPUnited States1,000,000principal$1.2M0.19%2
DRIVE BIDCO BV—LoanCORPNetherlands1,000,000principal$1.2M0.19%2
AI MONET LUXEMBOURG PARE—LoanCORPLuxembourg1,000,000principal$1.2M0.19%2
SHILTON BIDCO LTD—LoanCORPUnited Kingdom1,000,000principal$1.2M0.18%2
Indicor LLC77669LAM5LoanCORPUnited States992,481principal$1.2M0.18%2
ARTISAN NEWCO BV—LoanCORPNetherlands989,866principal$1.2M0.18%2
SPEEDSTER BIDCO GMBH—LoanCORPGermany1,000,000principal$1.2M0.18%2
BANK OF AMERICA CORP060505GB4DebtCORPUnited States1,159,000principal$1.2M0.18%2
Conga (aka Apttus)03835XAD4LoanCORPUnited States1,352,165principal$1.1M0.18%2
Flow Control Group30260UAM7LoanCORPUnited States1,139,323principal$1.1M0.18%2
WELLS FARGO & COMPANY94988U151PreferredCORPUnited States61,250shares$1.1M0.18%1
TEAM.BLUE FINCO SARL—LoanCORPLuxembourg1,000,000principal$1.1M0.18%2
Astrion (Engineering Research and Consulting)29288KAE7LoanCORPUnited States1,382,500principal$1.1M0.18%2
ARES FINANCE CO IV LLC039936AA7DebtCORPUnited States1,650,000principal$1.1M0.18%2
ProAmpac74274NAM5LoanCORPUnited States1,137,487principal$1.1M0.18%2
COGNITA (LERNEN) 1L TLB3 CL USD—LoanCORPUnited States1,136,071principal$1.1M0.18%2
OSTTRA68631KAB5LoanCORPUnited States1,100,000principal$1.1M0.17%2
SHAW DEVELOPMENT 1L TL—LoanCORPUnited States1,155,977principal$1.1M0.17%3
TORONTO DOMINION BANK (THE)89117F8Z5DebtCORPCanada1,050,000principal$1.1M0.17%2
ANGLO AMERICAN CAPITAL PLC034863AW0DebtCORPUnited Kingdom1,050,000principal$1.1M0.17%2
KERRIDGE COMMERCIAL SYSTEMS GROUP LIMITED.—LoanCORPLuxembourg800,000principal$1.1M0.17%3
COBHAM ULTRA US CO-BORROXAL1802PAC31LoanCORPLuxembourg1,071,970principal$1.1M0.17%2

Equities show share counts; bonds and loans show principal amount. Coupon, maturity and ratings are shown where the filing discloses them. Source: SEC N-PORT via market-data vendor re-serve, position-level.

Holdings reports on file

Report dateFiledPositionsΣ weightNet assets (calc.)Coverage
May 29, 2026Jul 22, 20261,258100.0%$631Mfull
Feb 27, 2026Apr 29, 20261,236100.0%$638Mfull
Nov 30, 2025Jan 28, 20261,148100.0%$580Mfull

Net assets here are calculated from position values ÷ reported weights (median across positions), not a reported figure.

CEF Explorer research page for Guggenheim Active Allocation Fund. Figures carry their own dates and sources; a discount to NAV does not guarantee convergence or any return. This is not investment advice.