Guggenheim Active Allocation Fund
Sponsor: Guggenheim · Inception Nov 24, 2021 · Pays monthly
Market priceShare price
$13.69
-0.58% ($-0.08)
NAVAsset value per share
$15.90
as of Oct 14, 2026 · Nasdaq NAV symbol
Premium / discountPrice vs. assets
13.90% discount *
Indicative: latest price vs latest reported NAV
Distribution rate (price)Payout rate
10.41%
regular, annualised · on NAV 8.96%
Expense ratioAnnual cost
Not reported
no tagged fee table
LeverageBorrowing
Not reported
senior securities not tagged
Quote status: Market closed — last regular-session price · last trade Oct 16, 2026, 4:00 PM EDT (exchange time, ET) · retrieved Oct 16, 2026, 4:30 PM EDTRegular-session prices; extended-hours quotes are not displayed.
Full portfolio as filed on SEC Form N-PORT for the month ending May 29, 2026, filed Jul 22, 2026. 1,258 positions; weights are percent of net assets as reported. Weights sum to 100.0% — leverage, cash, derivatives and short positions mean totals need not equal 100%. This is a historical report, not a live portfolio.
Asset class
| Asset class | % net assets | Value |
|---|---|---|
| CDO/CLO | 7.20% | $45.5M |
| ABS (other) | 6.53% | $41.2M |
| Debt | 58.82% | $371M |
| Equity (common) | 4.33% | $27.3M |
| Loans | 30.86% | $195M |
| Derivative (equity) | 2.01% | $12.7M |
| Mortgage-backed | 12.91% | $81.5M |
| Short-term investment vehicle | 1.96% | $12.4M |
| Equity (preferred) | 1.69% | $10.7M |
| Derivative (FX) | 0.10% | $656K |
| Repurchase agreement | -26.02% | $-164M |
| Derivative (interest rate) | -0.26% | $-1.6M |
| Derivative (credit) | -0.13% | $-840K |
| Derivative (commodity) | -0.00% | $-3.2K |
Country (top 12)
| Country (top 12) | % net assets | Value |
|---|---|---|
| United States | 67.63% | $427M |
| United Kingdom | 6.08% | $38.4M |
| Canada | 5.81% | $36.6M |
| Cayman Islands | 4.37% | $27.6M |
| Luxembourg | 2.77% | $17.5M |
| France | 2.50% | $15.8M |
| Netherlands | 2.48% | $15.6M |
| Germany | 1.50% | $9.5M |
| Australia | 1.18% | $7.5M |
| Jersey | 1.13% | $7.1M |
| Spain | 0.92% | $5.8M |
| Italy | 0.72% | $4.5M |
Region
| Region | % net assets | Value |
|---|---|---|
| United States | 67.63% | $427M |
| Canada | 5.81% | $36.6M |
| Offshore domiciles | 4.89% | $30.9M |
| Developed Europe | 20.17% | $127M |
| Australia & New Zealand | 1.18% | $7.5M |
| Latin America | 0.21% | $1.3M |
| Other | 0.11% | $712K |
| Middle East | 0.00% | $249 |
Issuer type
| Issuer type | % net assets | Value |
|---|---|---|
| Corporate | 80.43% | $508M |
| Registered fund | 3.05% | $19.3M |
| U.S. Treasury | 2.62% | $16.5M |
| U.S. GSE | 12.59% | $79.4M |
| Non-U.S. sovereign | 1.31% | $8.3M |
Fair-value level
| Fair-value level | % net assets | Value |
|---|---|---|
| Level 1 | 8.15% | $51.4M |
| Level 2 | 77.53% | $489M |
| Level 3 | 14.32% | $90.4M |
Level 3 = valued with unobservable inputs (typically private or illiquid).
Long / short
| Long / short | % net assets | Value |
|---|---|---|
| Long | 124.30% | $785M |
| N/A | 1.72% | $10.9M |
| Short | -26.02% | $-164M |
All allocation percentages use net assets as the denominator (N-PORT convention). A position's share of invested assets may differ from its share of the whole fund including cash and leverage.
| Security | Identifier | Type | Issuer | Country | Balance | Units | Value (USD) | Weight | FV level |
|---|---|---|---|---|---|---|---|---|---|
| VERIZON COMMUNICATIONS INC | 92343VHN7 | Debt | CORP | United States | 1,050,000 | principal | $1.1M | 0.17% | 2 |
| REINSURANCE GROUP OF AMERICA INC | 759351AV1 | Debt | CORP | United States | 1,075,000 | principal | $1.1M | 0.17% | 2 |
| THUNDERBIRD 2022-1 B FUNDED | — | Debt | CORP | Canada | 1,100,000 | principal | $1.1M | 0.17% | 3 |
| LIGHTNING 2022-1 B FUNDED | — | Debt | CORP | Canada | 1,100,000 | principal | $1.1M | 0.17% | 3 |
| MURPHY OIL USA INC | 626738AG3 | Debt | CORP | United States | 1,050,000 | principal | $1.1M | 0.17% | 2 |
| Pushpay | 74646HAE7 | Loan | CORP | United States | 1,135,654 | principal | $1.1M | 0.17% | 3 |
| Liquid Tech | 92917SAJ6 | Loan | CORP | United States | 1,051,641 | principal | $1M | 0.17% | 2 |
| CARRINGTON MORTGAGE LOAN TRUST SERIES 2006-NC5 | 144539AC7 | ABS | CORP | United States | 1,142,343 | principal | $1M | 0.17% | 2 |
| BLACKSTONE STRATEGIC CREDIT 2027 TERM FUND | 09257R101 | Equity | RF | United States | 91,382 | shares | $1M | 0.16% | 1 |
| Alterra Mountain Co (Intrawest) | 46124CAS6 | Loan | CORP | United States | 1,036,927 | principal | $1M | 0.16% | 2 |
| INTRALOT CAPITAL LUXEMBOURG SA | XS3192259789 | Debt | CORP | Luxembourg | 900,000 | principal | $1M | 0.16% | 2 |
| CARS DB4 LP | 12510HAT7 | ABS | CORP | United States | 1,024,188 | principal | $1M | 0.16% | 2 |
| SunSource Holdings | 12508KAJ6 | Loan | CORP | United States | 1,019,863 | principal | $1M | 0.16% | 2 |
| JEFFERIES CREDIT PARTNERS DIRECT LENDING CLO 2025-1 LTD | 47235BAJ2 | CDO/CLO | CORP | Cayman Islands | 1,050,000 | principal | $1M | 0.16% | 2 |
| KANE BIDCO LTD | XS3112620847 | Debt | CORP | Jersey | 750,000 | principal | $1M | 0.16% | 2 |
| HV STRUCTURED SOLUTIONS IV | — | MBS | CORP | United States | 1,026,199 | principal | $1M | 0.16% | 3 |
| KKR GROUP FINANCE CO X LLC | 48255BAA4 | Debt | CORP | United States | 1,600,000 | principal | $1M | 0.16% | 2 |
| BLUE STREAM ISSUER LLC | 09606BAC8 | ABS | CORP | United States | 1,000,000 | principal | $1M | 0.16% | 2 |
| MERIDIAN ARC HOLDCO LLC | 58990CAA1 | Debt | CORP | United States | 1,000,000 | principal | $1M | 0.16% | 2 |
| CARLYLE US CLO 2019-4 LTD | 14317WAG3 | CDO/CLO | CORP | United States | 1,000,000 | principal | $1M | 0.16% | 2 |
| HPS PRIVATE CREDIT CLO 2025-3 LLC | 40445YAG9 | CDO/CLO | CORP | United States | 1,000,000 | principal | $998K | 0.16% | 2 |
| GOLUB CAPITAL PARTNERS CLO 46(M) LTD | 38178UAE9 | CDO/CLO | CORP | Cayman Islands | 1,000,000 | principal | $996K | 0.16% | 2 |
| Ascend Learning | 04349HAN4 | Loan | CORP | United States | 1,004,925 | principal | $991K | 0.16% | 2 |
| CARS DB4 LP | 12510HAH3 | ABS | CORP | United States | 1,000,000 | principal | $989K | 0.16% | 2 |
| AMERITEX HOLDCO INTERMEDIATE LLC | 030727AB7 | Debt | CORP | United States | 950,000 | principal | $989K | 0.16% | 2 |
| SPIRE INC (US) | 84857LAE1 | Debt | CORP | United States | 990,000 | principal | $988K | 0.16% | 2 |
| SVC ABS LLC | 78487JAB2 | ABS | CORP | United States | 991,875 | principal | $988K | 0.16% | 2 |
| CAPSTONE BORROWER INC | 140944AA7 | Debt | CORP | United States | 1,000,000 | principal | $984K | 0.16% | 2 |
| Orion Advisor Solutions (fka NorthStar Financial Services Group) | 68627BAK1 | Loan | CORP | United States | 985,069 | principal | $983K | 0.16% | 2 |
| CERBERUS LOAN FUNDING XLVI LP | 15675BAD9 | CDO/CLO | CORP | United States | 1,000,000 | principal | $980K | 0.16% | 2 |
| Dealer Tire | 24228HAR9 | Loan | CORP | United States | 985,013 | principal | $974K | 0.15% | 2 |
| GRAFTECH GLOBAL ENTERPRI | — | Loan | CORP | United States | 1,011,373 | principal | $967K | 0.15% | 2 |
| QUICKTOP HOLDCO AB | NO0013505826 | Debt | CORP | Sweden | 800,000 | principal | $963K | 0.15% | 2 |
| ARES LOAN FUNDING V LTD | 04020PAA0 | CDO/CLO | CORP | Jersey | 1,000,000 | principal | $955K | 0.15% | 2 |
| CTL - AZ BATTERY PROPERTY LLC | — | Debt | CORP | United States | 978,030 | principal | $949K | 0.15% | 3 |
| SILVER AIRCRAFT LEASE INVESTMENT LTD | 827304AA4 | ABS | CORP | Ireland | 972,346 | principal | $946K | 0.15% | 2 |
| DAIRYLAND USA CORP | 16308TAE1 | Loan | CORP | United States | 941,083 | principal | $944K | 0.15% | 2 |
| GARDEN SPINCO CORP | 365417AA2 | Debt | CORP | United States | 900,000 | principal | $944K | 0.15% | 2 |
| CONTOURGLOBAL POWER HOLDINGS SA | XS2988573080 | Debt | CORP | Luxembourg | 800,000 | principal | $941K | 0.15% | 2 |
| PROTECT BIDCO GMBH | — | Loan | CORP | Germany | 800,000 | principal | $939K | 0.15% | 2 |
| BMC Software | 05988HAQ0 | Loan | CORP | United States | 1,002,794 | principal | $938K | 0.15% | 2 |
| Tripadvisor Inc | 89677NAE4 | Loan | CORP | United States | 1,002,456 | principal | $927K | 0.15% | 2 |
| PUBLIC STORAGE | 74460W396 | Preferred | CORP | United States | 58,000 | shares | $922K | 0.15% | 1 |
| STANDARD BUILDING SOLUTIONS INC | 853496AH0 | Debt | CORP | United States | 1,000,000 | principal | $910K | 0.14% | 2 |
| BAUSCH HEALTH COMPANIES INC | 071734AN7 | Debt | CORP | Canada | 977,000 | principal | $903K | 0.14% | 2 |
| Electronic Arts | 67123SAB5 | Loan | CORP | United States | 900,000 | principal | $903K | 0.14% | 2 |
| Asurion | 04649VBD1 | Loan | CORP | United States | 886,500 | principal | $887K | 0.14% | 2 |
| SGH2 LLC | 78424SAB8 | Loan | CORP | United States | 895,500 | principal | $887K | 0.14% | 2 |
| VistaJet | 92842EAB4 | Loan | CORP | United States | 890,931 | principal | $883K | 0.14% | 2 |
| ALTERYX 1L DDTL FUNDED | — | Loan | CORP | United States | 937,500 | principal | $881K | 0.14% | 3 |
| NEUBERGER BERMAN LOAN ADVISERS CLO 57 LTD | 64135YAC3 | CDO/CLO | CORP | Cayman Islands | 1,600,000 | principal | $873K | 0.14% | 2 |
| BELROSE FUNDING TRUST II | 08079KAA2 | Debt | CORP | United States | 850,000 | principal | $872K | 0.14% | 2 |
| THEVELIA (US) LLC | 88372KAH3 | Loan | CORP | United States | 889,525 | principal | $870K | 0.14% | 2 |
| CoreLogic | 21870FBA6 | Loan | CORP | United States | 877,991 | principal | $869K | 0.14% | 2 |
| POWERGRID SERVICES 1L TL CL | — | Loan | CORP | United States | 854,295 | principal | $850K | 0.13% | 3 |
| OWL ROCK CLO XVI LLC | 69120YAE5 | CDO/CLO | CORP | United States | 850,000 | principal | $848K | 0.13% | 2 |
| GOLUB CAPITAL PARTNERS CLO 83(M) | 38182EAJ8 | CDO/CLO | CORP | United States | 850,000 | principal | $847K | 0.13% | 2 |
| W.R. Grace | 92943HAD1 | Loan | CORP | United States | 845,750 | principal | $844K | 0.13% | 2 |
| HUMANA INC | 444859CE0 | Debt | CORP | United States | 850,000 | principal | $843K | 0.13% | 2 |
| UNITED STATES OF AMERICA - BUREAU OF THE PUBLIC DEBT | 912797TU1 | Debt | UST | United States | 840,000 | principal | $840K | 0.13% | 2 |
| LOTTOMATICA GROUP SPA | XS3047452746 | Debt | CORP | Italy | 700,000 | principal | $829K | 0.13% | 2 |
| Tortuga Resorts (Turquoise) | 89776TAB7 | Loan | CORP | United States | 850,000 | principal | $828K | 0.13% | 2 |
| TVL FINANCE PLC | XS2845183495 | Debt | CORP | Jersey | 850,000 | principal | $828K | 0.13% | 2 |
| BLACKSTONE MORTGAGE TRUST INC | 09257WAG5 | Debt | CORP | United States | 840,000 | principal | $826K | 0.13% | 2 |
| NASSAU COMPANIES OF NEW YORK (THE) | 63155AAA6 | Debt | CORP | United States | 862,000 | principal | $826K | 0.13% | 2 |
| ARDONAGH FINCO LTD | XS2765489484 | Debt | CORP | Jersey | 700,000 | principal | $819K | 0.13% | 2 |
| CIENA CORP | 171779AL5 | Debt | CORP | United States | 850,000 | principal | $816K | 0.13% | 2 |
| RR Ltd | 74988JAC3 | CDO/CLO | CORP | Cayman Islands | 1,250,000 | principal | $815K | 0.13% | 2 |
| CFC Group | 12531JAB7 | Loan | CORP | United States | 847,875 | principal | $808K | 0.13% | 2 |
| PENNYMAC FINANCIAL SERVICES INC | 70932MAE7 | Debt | CORP | United States | 800,000 | principal | $808K | 0.13% | 2 |
| DOMINION ENERGY INC | 25746UEA3 | Debt | CORP | United States | 800,000 | principal | $805K | 0.13% | 2 |
| ARES LXXVII CLO LTD | 03990LAC3 | CDO/CLO | CORP | Cayman Islands | 1,000,000 | principal | $799K | 0.13% | 2 |
| AMAN OBH 1L MORTGAGE DDTL FUNDED | — | Loan | CORP | United States | 805,357 | principal | $797K | 0.13% | 3 |
| CERBERUS LOAN FUNDING XLIII LLC | 156945AG2 | CDO/CLO | CORP | United States | 800,000 | principal | $797K | 0.13% | 2 |
| LINCOLN NATIONAL CORP | 534187BR9 | Debt | CORP | United States | 750,000 | principal | $793K | 0.13% | 2 |
| COMPASS MINERALS INTERNATIONAL INC | 20451NAJ0 | Debt | CORP | United States | 750,000 | principal | $791K | 0.13% | 2 |
| OWENS-BROCKWAY | — | Loan | CORP | United States | 798,000 | principal | $790K | 0.13% | 2 |
| NEXTERA ENERGY CAPITAL HOLDINGS INC | 65339KCB4 | Debt | CORP | United States | 800,000 | principal | $787K | 0.12% | 2 |
| BANK OF NOVA SCOTIA (THE) | 0641598S8 | Debt | CORP | Canada | 750,000 | principal | $783K | 0.12% | 2 |
| RD MICHIGAN PROPERTY OWNER I LLC | 74941YAA0 | Debt | CORP | United States | 780,000 | principal | $782K | 0.12% | 2 |
| VERISURE HOLDING AB | XS2816754274 | Debt | CORP | Sweden | 650,000 | principal | $781K | 0.12% | 2 |
| UNITED STATES OF AMERICA - BUREAU OF THE PUBLIC DEBT | 912803EH2 | Debt | UST | United States | 1,910,000 | principal | $772K | 0.12% | 2 |
| CROSSCOUNTRY INTERMEDIATE HOLDCO LLC | 22757VAB6 | Debt | CORP | United States | 800,000 | principal | $769K | 0.12% | 2 |
| OCTAGON 78 LTD | 675963AC6 | CDO/CLO | CORP | Cayman Islands | 1,100,000 | principal | $768K | 0.12% | 2 |
| ESSENDI SA | XS3049460325 | Debt | CORP | Luxembourg | 650,000 | principal | $767K | 0.12% | 2 |
| RR 41 LTD | 749754AC1 | CDO/CLO | CORP | Cayman Islands | 1,000,000 | principal | $752K | 0.12% | 2 |
| UNITED STATES OF AMERICA - BUREAU OF THE PUBLIC DEBT | 912803EK5 | Debt | UST | United States | 1,910,000 | principal | $750K | 0.12% | 2 |
| METLIFE INC | 59156RCR7 | Debt | CORP | United States | 750,000 | principal | $742K | 0.12% | 2 |
| WONDER LAKE PARK CLO LTD | 97816XAE7 | CDO/CLO | CORP | Cayman Islands | 1,200,000 | principal | $740K | 0.12% | 2 |
| Azuria Water Solutions (fka Aegion Corporation) | 05503BAB2 | Loan | CORP | United States | 741,176 | principal | $739K | 0.12% | 2 |
| BOOTS GROUP FINCO LP / BOOTS GROUP LUXCO SARL | XS3134602401 | Debt | CORP | United States | 600,000 | principal | $720K | 0.11% | 2 |
| ENTAIN PLC | — | Loan | CORP | IM | 604,743 | principal | $712K | 0.11% | 2 |
| SUNRISE FINCO I BV | 90320BAA7 | Debt | CORP | Netherlands | 750,000 | principal | $710K | 0.11% | 2 |
| QUIKRETE HOLDINGS INC | 74843PAB6 | Debt | CORP | United States | 700,000 | principal | $710K | 0.11% | 2 |
| MAUSER PACKAGING SOLUTIONS HOLDING COMPANY | 57763RAE7 | Debt | CORP | United States | 700,000 | principal | $707K | 0.11% | 2 |
| JONES DESLAURIERS INSURANCE MANAGEMENT INC | 48020RAG0 | Debt | CORP | Canada | 1,000,000 | principal | $704K | 0.11% | 2 |
| UNITED STATES OF AMERICA - BUREAU OF THE PUBLIC DEBT | 912803ER0 | Debt | UST | United States | 1,920,000 | principal | $704K | 0.11% | 2 |
| EAGLE FUNDING LUXCO SARL | 26951TAA8 | Debt | CORP | Luxembourg | 700,000 | principal | $704K | 0.11% | 2 |
| White Cap | 96350TAK6 | Loan | CORP | United States | 700,000 | principal | $693K | 0.11% | 2 |
| BOOTS GROUP FINCO LP / BOOTS GROUP LUXCO SARL | XS3134602740 | Debt | CORP | United States | 500,000 | principal | $692K | 0.11% | 2 |
| Outcomes Group Holdings Inc | — | Loan | CORP | United States | 687,816 | principal | $690K | 0.11% | 2 |
| SUN III LTD | — | Loan | CORP | United Kingdom | 600,000 | principal | $690K | 0.11% | 2 |
| MERATIVE 1L TL CL | — | Loan | CORP | United States | 689,298 | principal | $689K | 0.11% | 3 |
| CFMT 2022-HB9 LLC | 12530GAB4 | ABS | CORP | United States | 700,000 | principal | $682K | 0.11% | 2 |
| GLOBAL PARTNERS LP / GLP FINANCE CORP | 37954FAJ3 | Debt | CORP | United States | 675,000 | principal | $682K | 0.11% | 2 |
| NEXUS BUYER LLC | — | Loan | CORP | United States | 700,000 | principal | $682K | 0.11% | 2 |
| ENSTAR GROUP LTD | 29359UAD1 | Debt | CORP | Bermuda | 650,000 | principal | $681K | 0.11% | 2 |
| RB GLOBAL HOLDINGS INC | 76774LAC1 | Debt | CORP | United States | 650,000 | principal | $676K | 0.11% | 2 |
| JACKSON FINANCIAL INC | 46817M206 | Preferred | CORP | United States | 26,000 | shares | $670K | 0.11% | 1 |
| VOYA CLO 2022-1 LTD | 92919HAC3 | CDO/CLO | CORP | Cayman Islands | 1,750,000 | principal | $669K | 0.11% | 2 |
| CSC HOLDINGS LLC | 126307BM8 | Debt | CORP | United States | 1,000,000 | principal | $668K | 0.11% | 2 |
| SCIL IV LLC / SCIL USA Holdings LLC | XS2644943115 | Debt | CORP | United States | 550,000 | principal | $661K | 0.10% | 2 |
| LUXCO3 | — | Equity | CORP | France | 32,870 | shares | $659K | 0.10% | 2 |
| FREDDIE MAC MILITARY HOUSING BONDS RESECURITIZATION TRUST CERTIFICATES SERIES 2015-R1 | 35563CAK4 | ABS | USGSE | United States | 11,583,225 | principal | $649K | 0.10% | 2 |
| CARLYLE US CLO 2025-4 LTD | 142919AC3 | CDO/CLO | CORP | Cayman Islands | 1,000,000 | principal | $646K | 0.10% | 3 |
| IVI-RMA | 45073SAD7 | Loan | CORP | United States | 640,283 | principal | $642K | 0.10% | 2 |
| DXP Enterprises | 23338DAS5 | Loan | CORP | United States | 635,357 | principal | $640K | 0.10% | 2 |
| VERSUNI GROUP BV | XS2355515516 | Debt | CORP | Netherlands | 550,000 | principal | $637K | 0.10% | 2 |
| White Cap | 96350TAH3 | Loan | CORP | United States | 638,518 | principal | $634K | 0.10% | 2 |
| VFH PARENT LLC / VALOR CO-ISSUER INC | 91824YAA6 | Debt | CORP | United States | 600,000 | principal | $628K | 0.10% | 2 |
| CITRIN COOPERMAN ADVISORS LLC | 17737EAD5 | Loan | CORP | United States | 631,818 | principal | $621K | 0.10% | 2 |
| MORGAN STANLEY RESIDENTIAL MORTGAGE LOAN TRUST 2026-NQM2 | 617949AN2 | ABS | CORP | United States | 14,412,324 | principal | $620K | 0.10% | 2 |
| MODENA BUYER LLC | 60753DAC8 | Loan | CORP | United States | 681,057 | principal | $616K | 0.10% | 2 |
| AMERICAN NATIONAL GROUP INC | 025676859 | Preferred | CORP | United States | 25,000 | shares | $616K | 0.10% | 1 |
| LABRADOR AVIATION FINANCE LTD | 50543LAA0 | ABS | CORP | Bermuda | 583,768 | principal | $613K | 0.10% | 2 |
| CITIGROUP INC | 17327CBC6 | Debt | CORP | United States | 600,000 | principal | $612K | 0.10% | 2 |
| NEXTURE SPA | XS3286239788 | Debt | CORP | Italy | 520,000 | principal | $609K | 0.10% | 2 |
| J.B. POINDEXTER & CO. INC | 465965AC5 | Debt | CORP | United States | 590,000 | principal | $607K | 0.10% | 2 |
| Sweetwater Sound | 87168EAD6 | Loan | CORP | United States | 600,000 | principal | $603K | 0.10% | 3 |
| SWISS RE FINANCE (LUXEMBOURG) SA | 87089NAA8 | Debt | CORP | Luxembourg | 600,000 | principal | $599K | 0.09% | 2 |
| FARMERS INSURANCE EXCHANGE | 309601AG7 | Debt | CORP | United States | 590,000 | principal | $596K | 0.09% | 2 |
| CERBERUS LOAN FUNDING 53 LLC | 15674YAG3 | CDO/CLO | CORP | United States | 600,000 | principal | $588K | 0.09% | 2 |
| INGENOVIS HEALTH INC | 12510MAB5 | Loan | CORP | United States | 1,793,760 | principal | $587K | 0.09% | 2 |
| Ardonagh Group (previously KIRS Group, Towergate Partnership) | XAQ0500HAB59 | Loan | CORP | United States | 594,022 | principal | $584K | 0.09% | 2 |
| GOLDENTREE LOAN MANAGEMENT US CLO 24 LTD | 38139WAA1 | CDO/CLO | CORP | Cayman Islands | 600,000 | principal | $584K | 0.09% | 2 |
| Bank of America, National Association | ticker N/A | FX deriv. | CORP | United States | 1 | contracts | $580K | 0.09% | 2 |
| Cengage Learning | 15131YAR6 | Loan | CORP | United States | 586,664 | principal | $577K | 0.09% | 2 |
| GRAND RIVER FUNDING TRUST II | 38644CAA3 | Debt | CORP | United States | 550,000 | principal | $577K | 0.09% | 2 |
| ARSENAL AIC PARENT LLC | 04288BAB6 | Debt | CORP | United States | 550,000 | principal | $576K | 0.09% | 2 |
| RENAISSANCERE HOLDINGS LTD | BMG7498P1279 | Preferred | CORP | Bermuda | 38,000 | shares | $575K | 0.09% | 1 |
| MORGAN STANLEY RESIDENTIAL MORTGAGE LOAN TRUST 2025-NQM10 | 617955AN9 | ABS | CORP | United States | 14,993,987 | principal | $573K | 0.09% | 2 |
| CVS HEALTH CORP | 126650EH9 | Debt | CORP | United States | 550,000 | principal | $573K | 0.09% | 2 |
| KREF 2021-FL2 LTD | 48275RAC1 | CDO/CLO | CORP | Cayman Islands | 572,300 | principal | $571K | 0.09% | 2 |
| GENERAC HOLDINGS INC | 368736104 | Equity | CORP | United States | 2,048 | shares | $569K | 0.09% | 1 |
| BRANT POINT CLO 2025-7 LTD | 10548TAC8 | CDO/CLO | CORP | Cayman Islands | 1,000,000 | principal | $568K | 0.09% | 2 |
| LSTAR SECURITIES INVESTMENT 2024-1 LTD | 54916LAA1 | ABS | CORP | United States | 567,954 | principal | $567K | 0.09% | 2 |
| SURGERY CENTER HOLDINGS INC | 86881WAF9 | Debt | CORP | United States | 566,000 | principal | $567K | 0.09% | 2 |
| HAMLIN PARK CLO LTD | 407908AC6 | CDO/CLO | CORP | Jersey | 1,000,000 | principal | $567K | 0.09% | 2 |
| MORGAN STANLEY RESIDENTIAL MORTGAGE LOAN TRUST 2026-NQM1 | 61780XAN5 | ABS | CORP | United States | 13,927,679 | principal | $557K | 0.09% | 2 |
| SOMNIGROUP INTERNATIONAL INC | 88023UAJ0 | Debt | CORP | United States | 600,000 | principal | $549K | 0.09% | 2 |
| MADISON PARK FUNDING LVIII LTD | 55817BAD4 | CDO/CLO | CORP | Cayman Islands | 550,000 | principal | $548K | 0.09% | 2 |
| GCAT 2022-NQM5 TRUST | 36168WAC5 | ABS | CORP | United States | 548,274 | principal | $545K | 0.09% | 2 |
| VENTURE GLOBAL LNG INC | 92332YAF8 | Debt | CORP | United States | 550,000 | principal | $543K | 0.09% | 2 |
| CROSSCOUNTRY INTERMEDIATE HOLDCO LLC | 22757VAA8 | Debt | CORP | United States | 550,000 | principal | $541K | 0.09% | 2 |
| DISCOVERY PURCHASER CORP | 25471NAC0 | Loan | CORP | United States | 543,159 | principal | $540K | 0.09% | 2 |
| ALBION FINANCING 1 SARL / AGGREKO HOLDINGS INC | XS3066681886 | Debt | CORP | United States | 450,000 | principal | $538K | 0.09% | 2 |
| EAGLE PARENT CORP | 26972CAC6 | Loan | CORP | United States | 533,548 | principal | $536K | 0.08% | 2 |
| SYMPHONY CLO 48 LTD | 87170HAC7 | CDO/CLO | CORP | Cayman Islands | 850,000 | principal | $535K | 0.08% | 2 |
| BEACH ACQUISITION BIDCO LLC | 07337JAE7 | Debt | CORP | United States | 450,000 | principal | $529K | 0.08% | 2 |
| MORGAN STANLEY RESIDENTIAL MORTGAGE LOAN TRUST 2026-NQM4 | 61780QAN0 | ABS | CORP | United States | 16,112,445 | principal | $525K | 0.08% | 2 |
| GENERATE CLO 21 LTD | 37150EAC3 | CDO/CLO | CORP | Cayman Islands | 750,000 | principal | $524K | 0.08% | 2 |
| INTRALOT CAPITAL LUXEMBOURG SA | XS3192259276 | Debt | CORP | Luxembourg | 450,000 | principal | $524K | 0.08% | 2 |
| Planview | 72751PAJ3 | Loan | CORP | United States | 595,900 | principal | $521K | 0.08% | 3 |
| QORVO INC | 74736K101 | Equity | CORP | United States | 5,008 | shares | $519K | 0.08% | 1 |
| PARK RIVER HOLDINGS INC | 70082LAC1 | Debt | CORP | United States | 500,000 | principal | $506K | 0.08% | 2 |
| RealPage | 75605VAD4 | Loan | CORP | United States | 522,266 | principal | $505K | 0.08% | 2 |
| AMERICAN ELECTRIC POWER COMPANY INC | 02557TAE9 | Debt | CORP | United States | 505,000 | principal | $503K | 0.08% | 2 |
| TEGA MC AUSTRALIA HOLDIN | — | Loan | CORP | Australia | 500,000 | principal | $502K | 0.08% | 2 |
| AMERICAN ELECTRIC POWER COMPANY INC | 02557TAF6 | Debt | CORP | United States | 505,000 | principal | $501K | 0.08% | 2 |
| DYE & DURHAM CORP | 267486AA6 | Debt | CORP | Canada | 607,000 | principal | $499K | 0.08% | 2 |
| MANNINGTON MILLS 1L TLB CL | — | Loan | CORP | United States | 509,056 | principal | $496K | 0.08% | 3 |
| W.R. GRACE HOLDINGS LLC | 92943GAH4 | Debt | CORP | United States | 500,000 | principal | $496K | 0.08% | 2 |
| FINANCIERE MENDEL SASU | — | Loan | CORP | France | 490,047 | principal | $492K | 0.08% | 2 |
| QTS FAYETTEVILLE I DC1-2 LLC / QTS TRS FAYETTEVILLE I DCI-2 LLC | 74751AAA1 | Debt | CORP | United States | 500,000 | principal | $487K | 0.08% | 2 |
| FLORIDA FOOD 1L FLFO TL CL INCR | — | Loan | CORP | United States | 485,039 | principal | $478K | 0.08% | 3 |
| BIFFA GROUP HOLDINGS LTD | XS3246270659 | Debt | CORP | Jersey | 350,000 | principal | $471K | 0.07% | 2 |
| Atlantic Aviation FBO | 48254EAG6 | Loan | CORP | United States | 469,926 | principal | $471K | 0.07% | 2 |
| ALBION FINANCING 1 SARL / AGGREKO HOLDINGS INC | 01330AAA4 | Debt | CORP | United States | 450,000 | principal | $465K | 0.07% | 2 |
| NEXTERA ENERGY CAPITAL HOLDINGS INC | 65339KDE7 | Debt | CORP | United States | 451,000 | principal | $462K | 0.07% | 2 |
| BIFFA GROUP HOLDINGS LTD | XS3246904687 | Debt | CORP | Jersey | 400,000 | principal | $461K | 0.07% | 2 |
| TEGRA118 WEALTH SOLUTION | — | Loan | CORP | United States | 450,000 | principal | $451K | 0.07% | 2 |
| PARK RIVER HOLDINGS INC | 70082HAE6 | Loan | CORP | United States | 449,873 | principal | $448K | 0.07% | 2 |
| REGATTA 34 FUNDING LTD | 75904CAC6 | CDO/CLO | CORP | Cayman Islands | 650,000 | principal | $447K | 0.07% | 2 |
| US Fertility | 90356EAG5 | Loan | CORP | United States | 434,211 | principal | $436K | 0.07% | 2 |
| RYAN SPECIALTY LLC | 78351MAA0 | Debt | CORP | United States | 450,000 | principal | $436K | 0.07% | 2 |
| CHEST 2023-1 | — | Debt | CORP | United States | 425,000 | principal | $436K | 0.07% | 3 |
| BX COMMERCIAL MORTGAGE TRUST 2024-AIRC | 12433CAE5 | ABS | CORP | United States | 433,626 | principal | $436K | 0.07% | 2 |
| VZ SECURED FINANCING BV | 91845AAA3 | Debt | CORP | Netherlands | 500,000 | principal | $434K | 0.07% | 2 |
| Secretariat Advisors | 81368NAN5 | Loan | CORP | United States | 441,774 | principal | $433K | 0.07% | 2 |
| AGL CLO 17 LTD | 00120EAE4 | CDO/CLO | CORP | Cayman Islands | 500,000 | principal | $423K | 0.07% | 2 |
| T. ROWE PRICE GROUP INC | 74144T108 | Equity | CORP | United States | 3,987 | shares | $417K | 0.07% | 1 |
| NEXTERA ENERGY CAPITAL HOLDINGS INC | 65339K837 | Preferred | CORP | United States | 16,750 | shares | $415K | 0.07% | 1 |
| STATE STREET CORP | 857477CS0 | Debt | CORP | United States | 400,000 | principal | $413K | 0.07% | 2 |
| SAMMONTANA ITALIA SPA - SOCIETA' BENEFIT | XS2902576896 | Debt | CORP | Italy | 350,000 | principal | $412K | 0.07% | 2 |
| REGATTA 33 FUNDING LTD | 75890CAC2 | CDO/CLO | CORP | Cayman Islands | 600,000 | principal | $410K | 0.06% | 2 |
| TK ELEVATOR US NEWCO INC | 92537RAA7 | Debt | CORP | United States | 408,000 | principal | $408K | 0.06% | 2 |
| QXO INC | 74825NAA5 | Debt | CORP | United States | 400,000 | principal | $408K | 0.06% | 2 |
| CITIGROUP INC | 172967QJ3 | Debt | CORP | United States | 400,000 | principal | $406K | 0.06% | 2 |
| STARWOOD PROPERTY TRUST INC | 85571BBH7 | Debt | CORP | United States | 400,000 | principal | $404K | 0.06% | 2 |
| JP MORGAN CHASE & COMPANY | 48128BAR2 | Debt | CORP | United States | 400,000 | principal | $403K | 0.06% | 2 |
| ALLIANZ SE | 018820AF7 | Debt | CORP | Germany | 400,000 | principal | $402K | 0.06% | 2 |
| SLM CORP (SALLIE MAE) | 78442PGG5 | Debt | CORP | United States | 400,000 | principal | $400K | 0.06% | 2 |
| LUMMUS TECHNOLOGY HOLDINGS V LLC | 45232TAA9 | Debt | CORP | United States | 402,000 | principal | $400K | 0.06% | 2 |
| ALIGNED DATA CENTERS ISSUER LLC | 01627AAB4 | ABS | CORP | United States | 400,000 | principal | $397K | 0.06% | 2 |
| Alliance Ground International | 54913FAB5 | Loan | CORP | United States | 400,000 | principal | $397K | 0.06% | 2 |
| PROJECT INDIGO | — | CDO/CLO | CORP | United States | 388,952 | principal | $389K | 0.06% | 2 |
| SVC ABS LLC | 78488JAC9 | ABS | CORP | United States | 399,833 | principal | $389K | 0.06% | 2 |
| ALTERYX 1L TL | — | Loan | CORP | United States | 412,500 | principal | $388K | 0.06% | 3 |
| Level 3 | 52729KAU0 | Loan | CORP | United States | 380,000 | principal | $381K | 0.06% | 2 |
| MB2 1L DDTL TRANCHE 1 CL FUNDED | — | Loan | CORP | United States | 384,032 | principal | $380K | 0.06% | 3 |
| HUT 8 DC LLC | 44813DAA4 | Debt | CORP | United States | 375,000 | principal | $379K | 0.06% | 2 |
| NEW FLYER HOLDINGS INC | 64438WAA5 | Debt | CORP | United States | 350,000 | principal | $376K | 0.06% | 2 |
| SIERRA PACIFIC POWER COMPANY | 826418BR5 | Debt | CORP | United States | 375,000 | principal | $371K | 0.06% | 2 |
| RL DATIX 1L TL FACILITY B USD | — | Loan | CORP | United States | 370,000 | principal | $368K | 0.06% | 3 |
| SKYWORKS SOLUTIONS INC | 83088M102 | Equity | CORP | United States | 4,710 | shares | $367K | 0.06% | 1 |
| APOLLO AVIATION SECURITIZATION EQUITY TRUST 2021-1 | 00038PAA8 | ABS | CORP | United States | 379,169 | principal | $366K | 0.06% | 2 |
| TELUS CORP | 87971MCQ4 | Debt | CORP | Canada | 365,000 | principal | $365K | 0.06% | 2 |
| START II LTD | 85573LAA9 | ABS | CORP | Cayman Islands | 363,840 | principal | $364K | 0.06% | 2 |
| TELUS CORP | 87971MCR2 | Debt | CORP | Canada | 365,000 | principal | $364K | 0.06% | 2 |
| FORTITUDE GROUP HOLDINGS LLC | 34966XAA6 | Debt | CORP | United States | 350,000 | principal | $358K | 0.06% | 2 |
| JONES DESLAURIERS INSURANCE MANAGEMENT INC | 48020RAB1 | Debt | CORP | Canada | 350,000 | principal | $357K | 0.06% | 2 |
| USI INC | 90346KAB5 | Debt | CORP | United States | 350,000 | principal | $356K | 0.06% | 2 |
| META PLATFORMS INC | 30303MAK8 | Debt | CORP | United States | 350,000 | principal | $353K | 0.06% | 2 |
| KESTRA FINANCIAL INC 1L TLB REFI | — | Loan | CORP | United States | 350,000 | principal | $349K | 0.06% | 2 |
| MIDWEST PHYSICIAN ADMINISTRATIVE SERVICES LLC | 59835XAC8 | Loan | CORP | United States | 366,933 | principal | $345K | 0.05% | 2 |
| WW INTERNATIONAL INC | 92941PAE3 | Loan | CORP | United States | 502,987 | principal | $344K | 0.05% | 2 |
| MAUSER PACKAGING SOLUTIONS HOLDING COMPANY | 57763RAF4 | Debt | CORP | United States | 350,000 | principal | $335K | 0.05% | 2 |
| ETSY INC | 29786A106 | Equity | CORP | United States | 4,899 | shares | $333K | 0.05% | 1 |
| MORGAN STANLEY RESIDENTIAL MORTGAGE LOAN TRUST 2026-NQM4 | 61780QAK6 | ABS | CORP | United States | 350,000 | principal | $330K | 0.05% | 2 |
| ZEBRA TECHNOLOGIES CORP | 989207105 | Equity | CORP | United States | 1,317 | shares | $321K | 0.05% | 1 |
| OUTFRONT MEDIA CAPITAL LLC (CBS OUTDOOR AMERICAS CAPITAL LLC) | 69007TAE4 | Debt | CORP | United States | 325,000 | principal | $317K | 0.05% | 2 |
| APTIV PLC | JE00BTDN8H13 | Equity | CORP | Jersey | 4,627 | shares | $314K | 0.05% | 1 |
| PENNYMAC FINANCIAL SERVICES INC | 70932MAD9 | Debt | CORP | United States | 300,000 | principal | $312K | 0.05% | 2 |
| LINDBLAD EXPEDITIONS LLC | 53523LAB6 | Debt | CORP | United States | 300,000 | principal | $309K | 0.05% | 2 |
| WASTE PRO USA INC | 94107JAC7 | Debt | CORP | United States | 300,000 | principal | $307K | 0.05% | 2 |
| ROGERS COMMUNICATIONS INC | 775109DL2 | Debt | CORP | Canada | 300,000 | principal | $305K | 0.05% | 2 |
| LINCOLN NATIONAL CORP | 534187109 | Equity | CORP | United States | 8,597 | shares | $303K | 0.05% | 1 |
| AMERICAN ELECTRIC POWER COMPANY INC | 025537AU5 | Debt | CORP | United States | 300,000 | principal | $297K | 0.05% | 2 |
| MORGAN STANLEY RESIDENTIAL MORTGAGE LOAN TRUST 2026-NQM4 | 61780QAJ9 | ABS | CORP | United States | 300,000 | principal | $293K | 0.05% | 2 |
| MORGAN STANLEY RESIDENTIAL MORTGAGE LOAN TRUST 2026-NQM2 | 617949AJ1 | ABS | CORP | United States | 300,000 | principal | $293K | 0.05% | 2 |
| BIO-TECHNE CORP | 09073M104 | Equity | CORP | United States | 5,648 | shares | $292K | 0.05% | 1 |
| FRANKLIN RESOURCES INC | 354613101 | Equity | CORP | United States | 9,379 | shares | $291K | 0.05% | 1 |
| NEW ENTERPRISE STONE & LIME CO INC | 644274AH5 | Debt | CORP | United States | 291,000 | principal | $289K | 0.05% | 2 |
| MORGAN STANLEY RESIDENTIAL MORTGAGE LOAN TRUST 2026-NQM2 | 617949AK8 | ABS | CORP | United States | 300,000 | principal | $289K | 0.05% | 2 |
| OCP CLO 2024-38 LTD | 67120JAC6 | CDO/CLO | CORP | Cayman Islands | 500,000 | principal | $287K | 0.05% | 2 |
| PERRIGO FINANCE PUC | XS2903463987 | Debt | CORP | Ireland | 250,000 | principal | $283K | 0.04% | 2 |
| PENN ENTERTAINMENT INC | 707569109 | Equity | CORP | United States | 15,035 | shares | $283K | 0.04% | 1 |
| WOLVERINE WORLD WIDE INC | 978097AG8 | Debt | CORP | United States | 300,000 | principal | $283K | 0.04% | 2 |
| BP CAPITAL MARKETS PLC | 05565QDX3 | Debt | CORP | United Kingdom | 275,000 | principal | $281K | 0.04% | 2 |
| Congruex Group LLC | 20729MAJ8 | Loan | CORP | United States | 480,434 | principal | $280K | 0.04% | 2 |
Equities show share counts; bonds and loans show principal amount. Coupon, maturity and ratings are shown where the filing discloses them. Source: SEC N-PORT via market-data vendor re-serve, position-level.
Holdings reports on file
| Report date | Filed | Positions | Σ weight | Net assets (calc.) | Coverage |
|---|---|---|---|---|---|
| May 29, 2026 | Jul 22, 2026 | 1,258 | 100.0% | $631M | full |
| Feb 27, 2026 | Apr 29, 2026 | 1,236 | 100.0% | $638M | full |
| Nov 30, 2025 | Jan 28, 2026 | 1,148 | 100.0% | $580M | full |
Net assets here are calculated from position values ÷ reported weights (median across positions), not a reported figure.
CEF Explorer research page for Guggenheim Active Allocation Fund. Figures carry their own dates and sources; a discount to NAV does not guarantee convergence or any return. This is not investment advice.