Guggenheim Active Allocation Fund
Sponsor: Guggenheim · Inception Nov 24, 2021 · Pays monthly
Market priceShare price
$13.69
-0.58% ($-0.08)
NAVAsset value per share
$15.85
as of Oct 15, 2026 · Nasdaq NAV symbol
Premium / discountPrice vs. assets
13.63% discount *
Indicative: latest price vs latest reported NAV
Distribution rate (price)Payout rate
10.41%
regular, annualised · on NAV 8.99%
Expense ratioAnnual cost
Not reported
no tagged fee table
LeverageBorrowing
Not reported
senior securities not tagged
Quote status: Market closed — last regular-session price · last trade Oct 16, 2026, 4:00 PM EDT (exchange time, ET) · retrieved Oct 16, 2026, 10:40 PM EDTRegular-session prices; extended-hours quotes are not displayed.
Full portfolio as filed on SEC Form N-PORT for the month ending May 29, 2026, filed Jul 22, 2026. 1,258 positions; weights are percent of net assets as reported. Weights sum to 100.0% — leverage, cash, derivatives and short positions mean totals need not equal 100%. This is a historical report, not a live portfolio.
Asset class
| Asset class | % net assets | Value |
|---|---|---|
| CDO/CLO | 7.20% | $45.5M |
| ABS (other) | 6.53% | $41.2M |
| Debt | 58.82% | $371M |
| Equity (common) | 4.33% | $27.3M |
| Loans | 30.86% | $195M |
| Derivative (equity) | 2.01% | $12.7M |
| Mortgage-backed | 12.91% | $81.5M |
| Short-term investment vehicle | 1.96% | $12.4M |
| Equity (preferred) | 1.69% | $10.7M |
| Derivative (FX) | 0.10% | $656K |
| Repurchase agreement | -26.02% | $-164M |
| Derivative (interest rate) | -0.26% | $-1.6M |
| Derivative (credit) | -0.13% | $-840K |
| Derivative (commodity) | -0.00% | $-3.2K |
Country (top 12)
| Country (top 12) | % net assets | Value |
|---|---|---|
| United States | 67.63% | $427M |
| United Kingdom | 6.08% | $38.4M |
| Canada | 5.81% | $36.6M |
| Cayman Islands | 4.37% | $27.6M |
| Luxembourg | 2.77% | $17.5M |
| France | 2.50% | $15.8M |
| Netherlands | 2.48% | $15.6M |
| Germany | 1.50% | $9.5M |
| Australia | 1.18% | $7.5M |
| Jersey | 1.13% | $7.1M |
| Spain | 0.92% | $5.8M |
| Italy | 0.72% | $4.5M |
Region
| Region | % net assets | Value |
|---|---|---|
| United States | 67.63% | $427M |
| Canada | 5.81% | $36.6M |
| Offshore domiciles | 4.89% | $30.9M |
| Developed Europe | 20.17% | $127M |
| Australia & New Zealand | 1.18% | $7.5M |
| Latin America | 0.21% | $1.3M |
| Other | 0.11% | $712K |
| Middle East | 0.00% | $249 |
Issuer type
| Issuer type | % net assets | Value |
|---|---|---|
| Corporate | 80.43% | $508M |
| Registered fund | 3.05% | $19.3M |
| U.S. Treasury | 2.62% | $16.5M |
| U.S. GSE | 12.59% | $79.4M |
| Non-U.S. sovereign | 1.31% | $8.3M |
Fair-value level
| Fair-value level | % net assets | Value |
|---|---|---|
| Level 1 | 8.15% | $51.4M |
| Level 2 | 77.53% | $489M |
| Level 3 | 14.32% | $90.4M |
Level 3 = valued with unobservable inputs (typically private or illiquid).
Long / short
| Long / short | % net assets | Value |
|---|---|---|
| Long | 124.30% | $785M |
| N/A | 1.72% | $10.9M |
| Short | -26.02% | $-164M |
All allocation percentages use net assets as the denominator (N-PORT convention). A position's share of invested assets may differ from its share of the whole fund including cash and leverage.
| Security | Identifier | Type | Issuer | Country | Balance | Units | Value (USD) | Weight | FV level |
|---|---|---|---|---|---|---|---|---|---|
| GREEN DOT CORP | 39304D102 | Equity | CORP | United States | 313 | shares | $4K | 0.00% | 1 |
| SPROUT SOCIAL INC | 85209W109 | Equity | CORP | United States | 530 | shares | $4K | 0.00% | 1 |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | Equity | CORP | United States | 1,457 | shares | $4K | 0.00% | 1 |
| WORLD ACCEPTANCE CORP | 981419104 | Equity | CORP | United States | 24 | shares | $4K | 0.00% | 1 |
| GRID DYNAMICS HOLDINGS INC | 39813G109 | Equity | CORP | United States | 530 | shares | $3.8K | 0.00% | 1 |
| CARRIAGE SERVICES INC | 143905107 | Equity | CORP | United States | 90 | shares | $3.7K | 0.00% | 1 |
| REDWOOD TRUST INC | 758075402 | Equity | CORP | United States | 675 | shares | $3.7K | 0.00% | 1 |
| NORTHFIELD BANCORP INC (NEW) | 66611T108 | Equity | CORP | United States | 258 | shares | $3.7K | 0.00% | 1 |
| EXP WORLD HOLDINGS INC | 30212W100 | Equity | CORP | United States | 736 | shares | $3.6K | 0.00% | 1 |
| CAMPING WORLD HOLDINGS INC | 13462K109 | Equity | CORP | United States | 489 | shares | $3.6K | 0.00% | 1 |
| MOVADO GROUP INC | 624580106 | Equity | CORP | United States | 91 | shares | $3.5K | 0.00% | 1 |
| OPKO HEALTH INC | 68375N103 | Equity | CORP | United States | 2,343 | shares | $3.4K | 0.00% | 1 |
| INDUSTRIAL LOGISTICS PROPERTIES TRUST | 456237106 | Equity | CORP | United States | 380 | shares | $3.4K | 0.00% | 1 |
| SANA BIOTECHNOLOGY INC | 799566104 | Equity | CORP | United States | 1,029 | shares | $3.4K | 0.00% | 1 |
| PACIFIC BIOSCIENCES OF CALIFORNIA INC | 69404D108 | Equity | CORP | United States | 2,271 | shares | $3.4K | 0.00% | 1 |
| STITCH FIX INC | 860897107 | Equity | CORP | United States | 949 | shares | $3.4K | 0.00% | 1 |
| MALIBU BOATS INC | 56117J100 | Equity | CORP | United States | 121 | shares | $3.3K | 0.00% | 1 |
| MONRO INC | 610236101 | Equity | CORP | United States | 194 | shares | $3.2K | 0.00% | 1 |
| BED BATH & BEYOND INC | 690370101 | Equity | CORP | United States | 518 | shares | $3.2K | 0.00% | 1 |
| RANPAK HOLDINGS CORP | 75321W103 | Equity | CORP | United States | 447 | shares | $3.1K | 0.00% | 1 |
| OCUGEN INC | 67577C105 | Equity | CORP | United States | 2,201 | shares | $3K | 0.00% | 1 |
| ENANTA PHARMACEUTICALS INC | 29251M106 | Equity | CORP | United States | 230 | shares | $3K | 0.00% | 1 |
| DEFINIUM THERAPEUTICS INC | 24477V105 | Equity | CORP | Canada | 125 | shares | $3K | 0.00% | 1 |
| TPG RE FINANCE TRUST INC | 87266M107 | Equity | CORP | United States | 358 | shares | $3K | 0.00% | 1 |
| CERUS CORP | 157085101 | Equity | CORP | United States | 986 | shares | $3K | 0.00% | 1 |
| MESA LABORATORIES INC | 59064R109 | Equity | CORP | United States | 29 | shares | $3K | 0.00% | 1 |
| ZUMIEZ INC | 989817101 | Equity | CORP | United States | 114 | shares | $2.8K | 0.00% | 1 |
| LUXFER HOLDINGS PLC | GB00BNK03D49 | Equity | CORP | United Kingdom | 164 | shares | $2.8K | 0.00% | 1 |
| OPEN LENDING CORP | 68373J104 | Equity | CORP | United States | 1,223 | shares | $2.8K | 0.00% | 1 |
| EDITAS MEDICINE INC | 28106W103 | Equity | CORP | United States | 801 | shares | $2.8K | 0.00% | 1 |
| 8X8 INC | 282914100 | Equity | CORP | United States | 1,327 | shares | $2.7K | 0.00% | 1 |
| FATE THERAPEUTICS INC | 31189P102 | Equity | CORP | United States | 948 | shares | $2.7K | 0.00% | 1 |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | Equity | CORP | United States | 287 | shares | $2.6K | 0.00% | 1 |
| COLUMBUS MCKINNON CORP | 199333105 | Equity | CORP | United States | 163 | shares | $2.6K | 0.00% | 1 |
| ALERUS FINANCIAL CORP | 01446U103 | Equity | CORP | United States | 89 | shares | $2.5K | 0.00% | 1 |
| SOUTHERN FIRST BANCSHARES INC | 842873101 | Equity | CORP | United States | 44 | shares | $2.5K | 0.00% | 1 |
| ANGIODYNAMICS INC | 03475V101 | Equity | CORP | United States | 220 | shares | $2.5K | 0.00% | 1 |
| CHIRON REAL ESTATE INC | 37954A303 | Equity | CORP | United States | 70 | shares | $2.5K | 0.00% | 1 |
| MISSION PRODUCE INC | 60510V108 | Equity | CORP | United States | 220 | shares | $2.5K | 0.00% | 1 |
| PERSONALIS INC | 71535D106 | Equity | CORP | United States | 214 | shares | $2.4K | 0.00% | 1 |
| COMMUNITY HEALTHCARE TRUST INC | 20369C106 | Equity | CORP | United States | 141 | shares | $2.4K | 0.00% | 1 |
| MANITOWOC COMPANY INC (THE) | 563571405 | Equity | CORP | United States | 204 | shares | $2.4K | 0.00% | 1 |
| WATERSTONE FINANCIAL INC | 94188P101 | Equity | CORP | United States | 128 | shares | $2.4K | 0.00% | 1 |
| FULTON FINANCIAL CORP | 360271100 | Equity | CORP | United States | 108 | shares | $2.3K | 0.00% | 1 |
| OMNIAB INC | 68218J103 | Equity | CORP | United States | 867 | shares | $2.3K | 0.00% | 1 |
| GRAFTECH INTERNATIONAL LTD | 384313607 | Equity | CORP | United States | 234 | shares | $2.3K | 0.00% | 1 |
| HINGHAM INSTITUTION FOR SAVINGS | 433323102 | Equity | CORP | United States | 8 | shares | $2.3K | 0.00% | 1 |
| VAREX IMAGING CORP | 92214X106 | Equity | CORP | United States | 224 | shares | $2.3K | 0.00% | 1 |
| WEST BANCORP INC | 95123P106 | Equity | CORP | United States | 95 | shares | $2.3K | 0.00% | 1 |
| ONE LIBERTY PROPERTIES INC | 682406103 | Equity | CORP | United States | 95 | shares | $2.2K | 0.00% | 1 |
| AMC ENTERTAINMENT HOLDINGS INC | 00165C302 | Equity | CORP | United States | 1,286 | shares | $2.2K | 0.00% | 1 |
| GEVO INC | 374396406 | Equity | CORP | United States | 1,167 | shares | $2.2K | 0.00% | 1 |
| CITI TRENDS INC | 17306X102 | Equity | CORP | United States | 47 | shares | $2.2K | 0.00% | 1 |
| VANDA PHARMACEUTICALS INC | 921659108 | Equity | CORP | United States | 326 | shares | $2.1K | 0.00% | 1 |
| ACCENDRA HEALTH INC | 690732102 | Equity | CORP | United States | 718 | shares | $2K | 0.00% | 1 |
| C4 THERAPEUTICS INC | 12529R107 | Equity | CORP | United States | 460 | shares | $2K | 0.00% | 1 |
| PAR HEALTH | — | Equity | CORP | United States | 582 | shares | $2K | 0.00% | 2 |
| RBB BANCORP | 74930B105 | Equity | CORP | United States | 83 | shares | $2K | 0.00% | 1 |
| CORSAIR GAMING INC | 22041X102 | Equity | CORP | United States | 163 | shares | $2K | 0.00% | 1 |
| REPAY HOLDINGS CORP | 76029L100 | Equity | CORP | United States | 507 | shares | $2K | 0.00% | 1 |
| JPMorgan Chase Bank, National Association | ticker N/A | FX deriv. | CORP | United States | 1 | contracts | $2K | 0.00% | 2 |
| CODEXIS INC | 192005106 | Equity | CORP | United States | 706 | shares | $2K | 0.00% | 1 |
| ABSCI CORP | 00091E109 | Equity | CORP | United States | 287 | shares | $1.9K | 0.00% | 1 |
| LIBERTY LATIN AMERICA LTD | BMG9001E1021 | Equity | CORP | Bermuda | 237 | shares | $1.9K | 0.00% | 1 |
| MEIRAGTX HOLDINGS PLC | KYG596651029 | Equity | CORP | Cayman Islands | 177 | shares | $1.9K | 0.00% | 1 |
| ORASURE TECHNOLOGIES INC | 68554V108 | Equity | CORP | United States | 426 | shares | $1.8K | 0.00% | 1 |
| COMMERCE.COM INC | 08975P108 | Equity | CORP | United States | 567 | shares | $1.8K | 0.00% | 1 |
| ARMOUR RESIDENTIAL REIT INC | 042315705 | Equity | CORP | United States | 103 | shares | $1.8K | 0.00% | 1 |
| UNISYS CORP | 909214306 | Equity | CORP | United States | 384 | shares | $1.8K | 0.00% | 1 |
| ALLOGENE THERAPEUTICS INC | 019770106 | Equity | CORP | United States | 811 | shares | $1.8K | 0.00% | 1 |
| SENSEONICS HOLDINGS INC | 81727U303 | Equity | CORP | United States | 257 | shares | $1.7K | 0.00% | 1 |
| ZENTALIS PHARMACEUTICALS INC | 98943L107 | Equity | CORP | United States | 428 | shares | $1.7K | 0.00% | 1 |
| ASPEN AEROGELS INC | 04523Y105 | Equity | CORP | United States | 263 | shares | $1.7K | 0.00% | 1 |
| MECHANICS BANCORP | 43785V102 | Equity | CORP | United States | 114 | shares | $1.7K | 0.00% | 1 |
| RACKSPACE TECHNOLOGY INC | 750102105 | Equity | CORP | United States | 324 | shares | $1.7K | 0.00% | 1 |
| REGIONAL MANAGEMENT CORP | 75902K106 | Equity | CORP | United States | 44 | shares | $1.6K | 0.00% | 1 |
| VUZIX CORP | 92921W300 | Equity | CORP | United States | 349 | shares | $1.6K | 0.00% | 1 |
| FIRSTSUN CAPITAL BANCORP | 33767U107 | Equity | CORP | United States | 45 | shares | $1.6K | 0.00% | 1 |
| REPLIMUNE GROUP INC | 76029N106 | Equity | CORP | United States | 177 | shares | $1.5K | 0.00% | 1 |
| B&G FOODS INC | 05508R106 | Equity | CORP | United States | 375 | shares | $1.5K | 0.00% | 1 |
| BIOLIFE SOLUTIONS INC | 09062W204 | Equity | CORP | United States | 61 | shares | $1.5K | 0.00% | 1 |
| BOSTON OMAHA CORP | 101044105 | Equity | CORP | United States | 118 | shares | $1.5K | 0.00% | 1 |
| ALECTOR INC | 014442107 | Equity | CORP | United States | 695 | shares | $1.5K | 0.00% | 1 |
| JOINT CORP (THE) | 47973J102 | Equity | CORP | United States | 165 | shares | $1.5K | 0.00% | 1 |
| 1-800 FLOWERS.COM INC | 68243Q106 | Equity | CORP | United States | 317 | shares | $1.4K | 0.00% | 1 |
| INVESCO MORTGAGE CAPITAL INC | 46131B704 | Equity | CORP | United States | 182 | shares | $1.4K | 0.00% | 1 |
| CLEARWATER ANALYTICS HOLDINGS INC | 185123106 | Equity | CORP | United States | 58 | shares | $1.4K | 0.00% | 1 |
| TECHTARGET INC | 87874R308 | Equity | CORP | United States | 305 | shares | $1.4K | 0.00% | 1 |
| JOHNSON OUTDOORS INC | 479167108 | Equity | CORP | United States | 31 | shares | $1.4K | 0.00% | 1 |
| DOMO INC | 257554105 | Equity | CORP | United States | 330 | shares | $1.4K | 0.00% | 1 |
| ORTHOPEDIATRICS CORP | 68752L100 | Equity | CORP | United States | 80 | shares | $1.4K | 0.00% | 1 |
| UTAH MEDICAL PRODUCTS INC | 917488108 | Equity | CORP | United States | 20 | shares | $1.3K | 0.00% | 1 |
| BANK OF AMERICA, NATIONAL ASSOCIATION | — | Equity deriv. | CORP | United States | 12 | contracts | $1.3K | 0.00% | 2 |
| RIBBON COMMUNICATIONS INC | 762544104 | Equity | CORP | United States | 419 | shares | $1.3K | 0.00% | 1 |
| COHERUS ONCOLOGY INC | 19249H103 | Equity | CORP | United States | 806 | shares | $1.3K | 0.00% | 1 |
| USANA HEALTH SCIENCES INC | 90328M107 | Equity | CORP | United States | 70 | shares | $1.3K | 0.00% | 1 |
| TRUEBLUE INC | 89785X101 | Equity | CORP | United States | 205 | shares | $1.3K | 0.00% | 1 |
| LATHAM GROUP INC | 51819L107 | Equity | CORP | United States | 240 | shares | $1.3K | 0.00% | 1 |
| ANIKA THERAPEUTICS INC | 035255108 | Equity | CORP | United States | 86 | shares | $1.2K | 0.00% | 1 |
| FOSSIL GROUP INC | 34988V106 | Equity | CORP | United States | 284 | shares | $1.2K | 0.00% | 1 |
| MATIV HOLDINGS INC | 808541106 | Equity | CORP | United States | 135 | shares | $1.2K | 0.00% | 1 |
| ATOMERA INC | 04965B100 | Equity | CORP | United States | 120 | shares | $1.2K | 0.00% | 1 |
| PURE CYCLE CORP | 746228303 | Equity | CORP | United States | 114 | shares | $1.2K | 0.00% | 1 |
| TURTLE BEACH CORP | 900450206 | Equity | CORP | United States | 90 | shares | $1.2K | 0.00% | 1 |
| LOVESAC COMPANY (THE) | 54738L109 | Equity | CORP | United States | 76 | shares | $1.2K | 0.00% | 1 |
| GROWGENERATION CORP | 39986L109 | Equity | CORP | United States | 647 | shares | $1.2K | 0.00% | 1 |
| PHATHOM PHARMACEUTICALS INC | 71722W107 | Equity | CORP | United States | 120 | shares | $1.2K | 0.00% | 1 |
| TELOS CORP | 87969B101 | Equity | CORP | United States | 238 | shares | $1.1K | 0.00% | 1 |
| E.W. SCRIPPS COMPANY (THE) | 811054402 | Equity | CORP | United States | 335 | shares | $1.1K | 0.00% | 1 |
| QUANTERIX CORP | 74766Q101 | Equity | CORP | United States | 361 | shares | $1.1K | 0.00% | 1 |
| BRC GROUP HOLDINGS INC | 05580M108 | Equity | CORP | United States | 118 | shares | $1.1K | 0.00% | 1 |
| AMERICAN WELL CORP | 03044L204 | Equity | CORP | United States | 109 | shares | $1.1K | 0.00% | 1 |
| ORCHID ISLAND CAPITAL INC | 68571X301 | Equity | CORP | United States | 158 | shares | $1.1K | 0.00% | 1 |
| OPTIMIZERX CORP | 68401U204 | Equity | CORP | United States | 205 | shares | $1.1K | 0.00% | 1 |
| OUTDOOR HOLDING COMPANY | 00175J107 | Equity | CORP | United States | 515 | shares | $1.1K | 0.00% | 1 |
| DIANTHUS THERAPEUTICS INC | 252828108 | Equity | CORP | United States | 11 | shares | $1K | 0.00% | 1 |
| ANNEXON INC | 03589W102 | Equity | CORP | United States | 185 | shares | $1K | 0.00% | 1 |
| LINEAGE CELL THERAPEUTICS INC | 53566P109 | Equity | CORP | United States | 747 | shares | $994 | 0.00% | 1 |
| INFUSYSTEM HOLDINGS INC | 45685K102 | Equity | CORP | United States | 108 | shares | $980 | 0.00% | 1 |
| ORGANOGENESIS HOLDINGS INC | 68621F102 | Equity | CORP | United States | 379 | shares | $974 | 0.00% | 1 |
| HERON THERAPEUTICS INC | 427746102 | Equity | CORP | United States | 1,100 | shares | $957 | 0.00% | 1 |
| GOPRO INC | 38268T103 | Equity | CORP | United States | 755 | shares | $944 | 0.00% | 1 |
| EURONET WORLDWIDE INC | 298736109 | Equity | CORP | United States | 13 | shares | $942 | 0.00% | 1 |
| LANDS' END INC | 51509F105 | Equity | CORP | United States | 79 | shares | $928 | 0.00% | 1 |
| SEER INC | 81578P106 | Equity | CORP | United States | 495 | shares | $926 | 0.00% | 1 |
| SIGNATURE BANK NEW YORK | 82669G104 | Equity | CORP | United States | 1,846 | shares | $923 | 0.00% | 1 |
| LEXICON PHARMACEUTICALS INC | 528872302 | Equity | CORP | United States | 408 | shares | $889 | 0.00% | 1 |
| SUPERIOR GROUP OF COMPANIES INC | 868358102 | Equity | CORP | United States | 69 | shares | $883 | 0.00% | 1 |
| TUCOWS INC | 898697206 | Equity | CORP | United States | 58 | shares | $879 | 0.00% | 1 |
| COMTECH TELECOMMUNICATIONS CORP | 205826209 | Equity | CORP | United States | 152 | shares | $854 | 0.00% | 1 |
| AMERICAN OUTDOOR BRANDS INC | 02875D109 | Equity | CORP | United States | 84 | shares | $851 | 0.00% | 1 |
| ORAMED PHARMACEUTICALS INC | 68403P203 | Equity | CORP | United States | 212 | shares | $842 | 0.00% | 1 |
| HEALTH CATALYST INC | 42225T107 | Equity | CORP | United States | 609 | shares | $840 | 0.00% | 1 |
| DOUGLAS ELLIMAN INC | 25961D105 | Equity | CORP | United States | 449 | shares | $808 | 0.00% | 1 |
| SKINHEALTH SYSTEMS INC | 88331L108 | Equity | CORP | United States | 1,022 | shares | $791 | 0.00% | 1 |
| TAYSHA GENE THERAPIES INC | 877619106 | Equity | CORP | United States | 133 | shares | $781 | 0.00% | 1 |
| DMC GLOBAL INC | 23291C103 | Equity | CORP | United States | 111 | shares | $756 | 0.00% | 1 |
| INOGEN INC | 45780L104 | Equity | CORP | United States | 116 | shares | $753 | 0.00% | 1 |
| APYX MEDICAL CORP | 03837C106 | Equity | CORP | United States | 185 | shares | $739 | 0.00% | 1 |
| ORTHOFIX MEDICAL INC | 68752M108 | Equity | CORP | United States | 78 | shares | $723 | 0.00% | 1 |
| FILANA THERAPEUTICS INC | 14817C107 | Equity | CORP | United States | 448 | shares | $690 | 0.00% | 1 |
| MAXCYTE INC | 57777K106 | Equity | CORP | United States | 563 | shares | $681 | 0.00% | 1 |
| ADVANTAGE SOLUTIONS INC | 00791N201 | Equity | CORP | United States | 18 | shares | $674 | 0.00% | 1 |
| CHILDREN'S PLACE INC (THE) | 168905107 | Equity | CORP | United States | 161 | shares | $673 | 0.00% | 1 |
| OPORTUN FINANCIAL CORP | 68376D104 | Equity | CORP | United States | 124 | shares | $672 | 0.00% | 1 |
| ONEWATER MARINE INC | 68280L101 | Equity | CORP | United States | 61 | shares | $672 | 0.00% | 1 |
| SPYRE THERAPEUTICS INC | 00773J202 | Equity | CORP | United States | 9 | shares | $662 | 0.00% | 1 |
| INSEEGO CORP | 45782B302 | Equity | CORP | United States | 49 | shares | $643 | 0.00% | 1 |
| LIFETIME BRANDS INC | 53222Q103 | Equity | CORP | United States | 75 | shares | $641 | 0.00% | 1 |
| READY CAPITAL CORP | 75574U101 | Equity | CORP | United States | 355 | shares | $632 | 0.00% | 1 |
| TILLY'S INC | 886885102 | Equity | CORP | United States | 135 | shares | $602 | 0.00% | 1 |
| STEREOTAXIS INC | 85916J409 | Equity | CORP | United States | 295 | shares | $584 | 0.00% | 1 |
| PORTILLO'S INC | 73642K106 | Equity | CORP | United States | 136 | shares | $583 | 0.00% | 1 |
| SERITAGE GROWTH PROPERTIES | 81752R100 | Equity | CORP | United States | 222 | shares | $571 | 0.00% | 1 |
| TECTONIC THERAPEUTIC INC | 878972108 | Equity | CORP | United States | 18 | shares | $561 | 0.00% | 1 |
| GLOBAL WATER RESOURCES INC | 379463102 | Equity | CORP | United States | 75 | shares | $547 | 0.00% | 1 |
| STAR HOLDINGS | 85512G106 | Equity | CORP | United States | 60 | shares | $533 | 0.00% | 1 |
| STANDARD BIOTOOLS INC | 34385P108 | Equity | CORP | United States | 454 | shares | $522 | 0.00% | 1 |
| IDENTIV INC | 45170X205 | Equity | CORP | United States | 127 | shares | $521 | 0.00% | 1 |
| VERA BRADLEY INC | 92335C106 | Equity | CORP | United States | 155 | shares | $513 | 0.00% | 1 |
| 1STDIBS.COM INC | 320551104 | Equity | CORP | United States | 106 | shares | $479 | 0.00% | 1 |
| EVI INDUSTRIES INC | 26929N102 | Equity | CORP | United States | 27 | shares | $471 | 0.00% | 1 |
| PLAYBOY INC | 72814P109 | Equity | CORP | United States | 337 | shares | $462 | 0.00% | 1 |
| VAXART INC | 92243A200 | Equity | CORP | United States | 715 | shares | $461 | 0.00% | 1 |
| CLIMB BIO INC | 28658R106 | Equity | CORP | United States | 41 | shares | $449 | 0.00% | 1 |
| RADNET INC | 750491102 | Equity | CORP | United States | 8 | shares | $444 | 0.00% | 1 |
| CURIOSITYSTREAM INC | 23130Q107 | Equity | CORP | United States | 155 | shares | $443 | 0.00% | 1 |
| INNOVATE CORP | 45784J303 | Equity | CORP | United States | 29 | shares | $442 | 0.00% | 1 |
| HF FOODS GROUP INC | 40417F109 | Equity | CORP | United States | 217 | shares | $423 | 0.00% | 1 |
| AEMETIS INC | 00770K202 | Equity | CORP | United States | 161 | shares | $411 | 0.00% | 1 |
| SPERO THERAPEUTICS INC | 84833T103 | Equity | CORP | United States | 144 | shares | $408 | 0.00% | 1 |
| CATO CORP (THE) | 149205106 | Equity | CORP | United States | 117 | shares | $379 | 0.00% | 1 |
| VERASTEM INC | 92337C203 | Equity | CORP | United States | 85 | shares | $368 | 0.00% | 1 |
| VERITONE INC | 92347M100 | Equity | CORP | United States | 169 | shares | $358 | 0.00% | 1 |
| BLINK CHARGING COMPANY | 09354A100 | Equity | CORP | United States | 428 | shares | $354 | 0.00% | 1 |
| MORGAN STANLEY & CO. INTERNATIONAL PLC | — | Equity deriv. | CORP | United Kingdom | 2 | contracts | $351 | 0.00% | 2 |
| THRYV HOLDINGS INC | 886029206 | Equity | CORP | United States | 90 | shares | $349 | 0.00% | 1 |
| JPMORGAN CHASE BANK, NATIONAL ASSOCIATION | — | Equity deriv. | CORP | United States | 5 | contracts | $344 | 0.00% | 2 |
| SPORTSMAN'S WAREHOUSE HOLDINGS INC | 84920Y106 | Equity | CORP | United States | 259 | shares | $342 | 0.00% | 1 |
| REGIS CORP | 758932206 | Equity | CORP | United States | 12 | shares | $339 | 0.00% | 1 |
| CS DISCO INC | 126327105 | Equity | CORP | United States | 84 | shares | $335 | 0.00% | 1 |
| UNIFI INC | 904677200 | Equity | CORP | United States | 81 | shares | $322 | 0.00% | 1 |
| VIRNETX HOLDING CORP | 92823T207 | Equity | CORP | United States | 18 | shares | $314 | 0.00% | 1 |
| FRANKLIN STREET PROPERTIES CORP | 35471R106 | Equity | CORP | United States | 595 | shares | $314 | 0.00% | 1 |
| SLEEP NUMBER CORP | 83125X103 | Equity | CORP | United States | 260 | shares | $309 | 0.00% | 1 |
| SANGAMO THERAPEUTICS INC | 800677106 | Equity | CORP | United States | 1,415 | shares | $308 | 0.00% | 1 |
| UNIVERSAL ELECTRONICS INC | 913483103 | Equity | CORP | United States | 74 | shares | $308 | 0.00% | 1 |
| EXAGEN INC | 30068X103 | Equity | CORP | United States | 61 | shares | $304 | 0.00% | 1 |
| TTEC HOLDINGS INC | 89854H102 | Equity | CORP | United States | 108 | shares | $294 | 0.00% | 1 |
| NEUROGENE INC | 64135M105 | Equity | CORP | United States | 10 | shares | $283 | 0.00% | 1 |
| INOVIO PHARMACEUTICALS INC | 45773H409 | Equity | CORP | United States | 205 | shares | $269 | 0.00% | 1 |
| REPUBLIC AIRWAYS HOLDINGS INC | 590479408 | Equity | CORP | United States | 13 | shares | $265 | 0.00% | 1 |
| CARDLYTICS INC | 14161W105 | Equity | CORP | United States | 382 | shares | $258 | 0.00% | 1 |
| PETMED EXPRESS INC | 716382106 | Equity | CORP | United States | 118 | shares | $256 | 0.00% | 1 |
| PULMONX CORP | 745848101 | Equity | CORP | United States | 155 | shares | $256 | 0.00% | 1 |
| PRELUDE THERAPEUTICS INC | 74065P101 | Equity | CORP | United States | 64 | shares | $251 | 0.00% | 1 |
| CAESARSTONE LTD | IL0011259137 | Equity | CORP | Israel | 134 | shares | $249 | 0.00% | 1 |
| ONE GROUP HOSPITALITY INC (THE) | 88338K103 | Equity | CORP | United States | 123 | shares | $247 | 0.00% | 1 |
| DULUTH HOLDINGS INC | 26443V101 | Equity | CORP | United States | 72 | shares | $241 | 0.00% | 1 |
| CENTURY THERAPEUTICS INC | 15673T100 | Equity | CORP | United States | 96 | shares | $235 | 0.00% | 1 |
| MAGNERA CORP | 55939A107 | Equity | CORP | United States | 20 | shares | $227 | 0.00% | 1 |
| KESTREL GROUP LTD | BMG5260K1027 | Equity | CORP | Bermuda | 20 | shares | $225 | 0.00% | 1 |
| EHEALTH INC | 28238P109 | Equity | CORP | United States | 145 | shares | $225 | 0.00% | 1 |
| SPRUCE POWER HOLDING CORP | 9837FR209 | Equity | CORP | United States | 78 | shares | $225 | 0.00% | 1 |
| BEYONDSPRING INC | KYG108301006 | Equity | CORP | Cayman Islands | 133 | shares | $223 | 0.00% | 1 |
| ALPHA TEKNOVA INC | 02080L102 | Equity | CORP | United States | 41 | shares | $221 | 0.00% | 1 |
| XBIOTECH INC | 98400H102 | Equity | CORP | Canada | 90 | shares | $218 | 0.00% | 1 |
| TRAEGER INC | 89269P202 | Equity | CORP | United States | 3 | shares | $209 | 0.00% | 1 |
| ACCURAY INC | 004397105 | Equity | CORP | United States | 550 | shares | $208 | 0.00% | 1 |
| AIRSCULPT TECHNOLOGIES INC | 009496100 | Equity | CORP | United States | 38 | shares | $204 | 0.00% | 1 |
| ALX ONCOLOGY HOLDINGS INC | 00166B105 | Equity | CORP | United States | 105 | shares | $200 | 0.00% | 1 |
| FINANCE OF AMERICA COMPANIES INC | 31738L206 | Equity | CORP | United States | 10 | shares | $199 | 0.00% | 1 |
| PMV PHARMACEUTICALS INC | 69353Y103 | Equity | CORP | United States | 156 | shares | $187 | 0.00% | 1 |
| LEONABIO INC | 04746L203 | Equity | CORP | United States | 19 | shares | $181 | 0.00% | 1 |
| OUTSET MEDICAL INC | 690145206 | Equity | CORP | United States | 36 | shares | $176 | 0.00% | 1 |
| RAPID MICRO BIOSYSTEMS INC | 75340L104 | Equity | CORP | United States | 86 | shares | $173 | 0.00% | 1 |
| LENZ THERAPEUTICS INC | 52635N103 | Equity | CORP | United States | 22 | shares | $171 | 0.00% | 1 |
| SOLID BIOSCIENCES INC | 83422E204 | Equity | CORP | United States | 23 | shares | $169 | 0.00% | 1 |
| TORRID HOLDINGS INC | 89142B107 | Equity | CORP | United States | 103 | shares | $165 | 0.00% | 1 |
| CARPARTS.COM INC | 14427M206 | Equity | CORP | United States | 29 | shares | $161 | 0.00% | 1 |
| COMSCORE INC | 20564W204 | Equity | CORP | United States | 20 | shares | $160 | 0.00% | 1 |
| UPLAND SOFTWARE INC | 91544A109 | Equity | CORP | United States | 172 | shares | $155 | 0.00% | 1 |
| SILVERGATE CAPITAL CORP | 82837P408 | Equity | CORP | United States | 327 | shares | $147 | 0.00% | 1 |
| SERES THERAPEUTICS INC | 81750R201 | Equity | CORP | United States | 20 | shares | $146 | 0.00% | 1 |
| TEADS HOLDING COMPANY | 69002R103 | Equity | CORP | United States | 127 | shares | $146 | 0.00% | 1 |
| Q32 BIO INC | 746964105 | Equity | CORP | United States | 13 | shares | $144 | 0.00% | 1 |
| PURPLE INNOVATION INC | 74640Y106 | Equity | CORP | United States | 343 | shares | $138 | 0.00% | 1 |
| ELICIO THERAPEUTICS INC | 28657F103 | Equity | CORP | United States | 12 | shares | $137 | 0.00% | 1 |
| CARTESIAN THERAPEUTICS INC | 816212302 | Equity | CORP | United States | 18 | shares | $136 | 0.00% | 1 |
| TENAYA THERAPEUTICS INC | 87990A106 | Equity | CORP | United States | 153 | shares | $133 | 0.00% | 1 |
| CUE BIOPHARMA INC | 22978P205 | Equity | CORP | United States | 6 | shares | $131 | 0.00% | 1 |
| LAIRD SUPERFOOD INC | 50736T102 | Equity | CORP | United States | 37 | shares | $130 | 0.00% | 1 |
| SENSEI BIOTHERAPEUTICS INC | 81728A207 | Equity | CORP | United States | 6 | shares | $127 | 0.00% | 1 |
| SCILEX HOLDING COMPANY | 80880W205 | Equity | CORP | United States | 14 | shares | $125 | 0.00% | 1 |
| CYTOSORBENTS CORP | 23283X206 | Equity | CORP | United States | 245 | shares | $120 | 0.00% | 1 |
| LIVEPERSON INC | 538146309 | Equity | CORP | United States | 51 | shares | $116 | 0.00% | 1 |
| PYXIS ONCOLOGY INC | 747324101 | Equity | CORP | United States | 62 | shares | $112 | 0.00% | 1 |
| NATIONAL CINEMEDIA INC | 635309206 | Equity | CORP | United States | 35 | shares | $110 | 0.00% | 1 |
| INSIGHT MOLECULAR DIAGNOSTICS INC | 68235C206 | Equity | CORP | United States | 17 | shares | $106 | 0.00% | 1 |
| NU RIDE INC | 54405Q209 | Equity | CORP | United States | 60 | shares | $105 | 0.00% | 1 |
| THERAPEUTICSMD INC | 88338N206 | Equity | CORP | United States | 46 | shares | $98 | 0.00% | 1 |
| ZEVIA PBC | 98955K104 | Equity | CORP | United States | 61 | shares | $95 | 0.00% | 1 |
| GINKGO BIOWORKS HOLDINGS INC | 37611X209 | Equity | CORP | United States | 10 | shares | $94 | 0.00% | 1 |
| RAFAEL HOLDINGS INC | 75062E106 | Equity | CORP | United States | 67 | shares | $92 | 0.00% | 1 |
| FLUENT INC | 34380C201 | Equity | CORP | United States | 43 | shares | $87 | 0.00% | 1 |
| BEAM GLOBAL | 07373B109 | Equity | CORP | United States | 52 | shares | $79 | 0.00% | 1 |
| FORTRESS BIOTECH INC | 34960Q307 | Equity | CORP | United States | 28 | shares | $78 | 0.00% | 1 |
| VOR BIOPHARMA INC | 929033207 | Equity | CORP | United States | 5 | shares | $75 | 0.00% | 1 |
| IMAGENEBIO INC | 45175G207 | Equity | CORP | United States | 13 | shares | $74 | 0.00% | 1 |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | Equity | CORP | United States | 103 | shares | $70 | 0.00% | 1 |
Equities show share counts; bonds and loans show principal amount. Coupon, maturity and ratings are shown where the filing discloses them. Source: SEC N-PORT via market-data vendor re-serve, position-level.
Holdings reports on file
| Report date | Filed | Positions | Σ weight | Net assets (calc.) | Coverage |
|---|---|---|---|---|---|
| May 29, 2026 | Jul 22, 2026 | 1,258 | 100.0% | $631M | full |
| Feb 27, 2026 | Apr 29, 2026 | 1,236 | 100.0% | $638M | full |
| Nov 30, 2025 | Jan 28, 2026 | 1,148 | 100.0% | $580M | full |
Net assets here are calculated from position values ÷ reported weights (median across positions), not a reported figure.
CEF Explorer research page for Guggenheim Active Allocation Fund. Figures carry their own dates and sources; a discount to NAV does not guarantee convergence or any return. This is not investment advice.