SWZ

NYSEMulti-Asset

Total Return Securities Fund

Sponsor: Bulldog Investors · Inception Aug 19, 1987 · Pays quarterly

Market priceShare price

$5.77

+0.87% (+$0.05)

NAVAsset value per share

$7.34

as of Oct 13, 2026 · Nasdaq NAV symbol

Premium / discountPrice vs. assets

21.39% discount *

Indicative: latest price vs latest reported NAV

Distribution rate (price)Payout rate

10.11%

regular, annualised · on NAV 7.95%

Expense ratioAnnual cost

Not reported

no tagged fee table

LeverageBorrowing

Not reported

senior securities not tagged

Quote status: Market closed — last regular-session price · last trade Oct 15, 2026, 4:00 PM EDT (exchange time, ET) · retrieved Oct 15, 2026, 5:46 PM EDTRegular-session prices; extended-hours quotes are not displayed.

Links go to SEC EDGAR or the sponsor. Document dates are the filing's report date (or filing date); an older prospectus is shown with its date and is not a current comprehensive source. Links are checked weekly; failures are flagged.

Sponsor & official fund page

The sponsor's site carries daily NAV, fact sheets, distribution notices (Section 19(a)), tax information and reinvestment-plan terms.

Document	Date	Filed	Form	Source	Status
Sponsor websitelatest	—	—	—	Sponsor	link check failed (timeout)

Prospectus & registration statements

Form N-2 and supplements: investment policies, fee table, leverage terms, rights offerings, at-the-market programmes.

Document	Date	Filed	Form	Source	Status
Prospectus (Rule 424(b)(2)) — PROSPECTUS FILED PURSUANT TO RULE 424(B)(2)latest · filing index	Nov 14, 2025	Nov 14, 2025	424B2	SEC EDGAR	OK (Oct 11, 2026, 12:16 AM EDT)
Registration statement amendment (Form N-2/A) — AMENDMENT TO FORM N-2 · filing index	Oct 23, 2025	Oct 23, 2025	N-2/A	SEC EDGAR	unchecked
Registration statement / prospectus (Form N-2) — FORM N-2 · filing index	Oct 3, 2025	Oct 3, 2025	N-2	SEC EDGAR	unchecked
Prospectus supplement (Rule 497) — FORM 497 · filing index	May 24, 2007	May 24, 2007	497	SEC EDGAR	unchecked
Prospectus supplement (Rule 497) · filing index	May 22, 2007	May 22, 2007	497	SEC EDGAR	unchecked
Prospectus supplement (Rule 497) · filing index	May 22, 2007	May 22, 2007	497	SEC EDGAR	unchecked
Prospectus supplement (Rule 497) · filing index	May 22, 2007	May 22, 2007	497	SEC EDGAR	unchecked
Registration statement amendment (Form N-2/A) · filing index	May 16, 2007	May 16, 2007	N-2/A	SEC EDGAR	unchecked

Annual reports (N-CSR)

Financial highlights, statements, notes on leverage and fees, distribution sources.

Document	Date	Filed	Form	Source	Status
Annual shareholder report (Form N-CSR) — ANNUAL SHAREHOLDER REPORTlatest · filing index	Dec 31, 2025	Mar 10, 2026	N-CSR	SEC EDGAR	OK (Oct 11, 2026, 12:16 AM EDT)
Annual shareholder report (Form N-CSR) — THE SWISS HELVETIA FUND, INC. ANNUAL REPORT 12-31-23 · filing index	Dec 31, 2024	Mar 11, 2025	N-CSR	SEC EDGAR	unchecked
Annual shareholder report (Form N-CSR) — THE SWISS HELVETIA FUND, INC. ANNUAL REPORT 12-31-23 · filing index	Dec 31, 2023	Mar 7, 2024	N-CSR	SEC EDGAR	unchecked
Annual shareholder report (Form N-CSR) — THE SWISS HELVETIA FUND ANNUAL REPORT 12-31-22 · filing index	Mar 6, 2023	Mar 6, 2023	N-CSR	SEC EDGAR	unchecked
Annual shareholder report (Form N-CSR) — THE SWISS HELVETIA FUND ANNUAL REPORT 12-31-21 · filing index	Dec 31, 2021	Mar 3, 2022	N-CSR	SEC EDGAR	unchecked
Annual shareholder report (Form N-CSR) — THE SWISS HELVETIA FUND ANNUAL REPORT 12-31-20 · filing index	Dec 31, 2020	Mar 8, 2021	N-CSR	SEC EDGAR	unchecked

Semi-annual reports (N-CSRS)

Document	Date	Filed	Form	Source	Status
Semi-annual shareholder report (Form N-CSRS) — CERTIFIED SEMI-ANNUAL SHAREHOLDER REPORTlatest · filing index	Jun 30, 2026	Sep 4, 2026	N-CSRS	SEC EDGAR	OK (Oct 11, 2026, 12:16 AM EDT)
Semi-annual shareholder report (Form N-CSRS) — CERTIFIED SEMI-ANNUAL SHAREHOLDER REPORT · filing index	Jun 30, 2025	Sep 8, 2025	N-CSRS	SEC EDGAR	unchecked
Semi-annual shareholder report (Form N-CSRS) — THE SWISS HELVETIA FUND SEMIANNUAL REPORT 6-30-24 · filing index	Jun 30, 2024	Sep 9, 2024	N-CSRS	SEC EDGAR	unchecked
Semi-annual shareholder report (Form N-CSRS) · filing index	Jun 30, 2023	Sep 6, 2023	N-CSRS	SEC EDGAR	unchecked
Semi-annual shareholder report (Form N-CSRS) — THE SWISS HELVETIA FUND SEMIANNUAL REPORT 6-30-22 · filing index	Jun 30, 2022	Sep 1, 2022	N-CSRS	SEC EDGAR	unchecked
Semi-annual shareholder report (Form N-CSRS) — THE SWISS HELVETIA FUND SEMIANNUAL REPORT 6-30-21 · filing index	Jun 30, 2021	Aug 31, 2021	N-CSRS	SEC EDGAR	unchecked

Portfolio holdings (N-PORT)

Monthly portfolio filed quarterly with a ~60-day lag.

Document	Date	Filed	Form	Source	Status
Monthly portfolio holdings (Form N-PORT)latest · filing index	Jun 30, 2026	Aug 31, 2026	NPORT-P	SEC EDGAR	OK (Oct 11, 2026, 12:15 AM EDT)
Monthly portfolio holdings (Form N-PORT) · filing index	Mar 31, 2026	Jun 1, 2026	NPORT-P	SEC EDGAR	unchecked
Monthly portfolio holdings (Form N-PORT) · filing index	Dec 31, 2025	Feb 6, 2026	NPORT-P	SEC EDGAR	unchecked
Monthly portfolio holdings (Form N-PORT) · filing index	Sep 30, 2025	Nov 26, 2025	NPORT-P	SEC EDGAR	unchecked
Monthly portfolio holdings (Form N-PORT) · filing index	Jun 30, 2025	Aug 6, 2025	NPORT-P	SEC EDGAR	unchecked
Monthly portfolio holdings (Form N-PORT) · filing index	Mar 31, 2025	May 29, 2025	NPORT-P	SEC EDGAR	unchecked

Tender offers

Schedule TO filings: pricing formula, size, deadlines, proration.

Document	Date	Filed	Form	Source	Status
Issuer tender offer amendment (SC TO-I/A) — AMENDMENT TO FORM SC TO-Ilatest · filing index	Jan 22, 2026	Jan 22, 2026	SC TO-I/A	SEC EDGAR	OK (Oct 11, 2026, 12:16 AM EDT)
Issuer tender offer amendment (SC TO-I/A) — AMENDMENT TO FORM SC TO-I · filing index	Jan 21, 2026	Jan 21, 2026	SC TO-I/A	SEC EDGAR	unchecked
Issuer tender offer statement (SC TO-I) — ISSUER TENDER OFFER STATEMENT · filing index	Dec 19, 2025	Dec 19, 2025	SC TO-I	SEC EDGAR	unchecked
Tender offer communication (SC TO-C) — SCHEDULE TO · filing index	Aug 20, 2025	Aug 20, 2025	SC TO-C	SEC EDGAR	unchecked
Tender offer communication (SC TO-C) — SCHEDULE TO · filing index	Jan 28, 2025	Jan 28, 2025	SC TO-C	SEC EDGAR	unchecked
Tender offer communication (SC TO-C) — SCHEDULE TO · filing index	Jan 10, 2025	Jan 10, 2025	SC TO-C	SEC EDGAR	unchecked
Tender offer communication (SC TO-C) — SCHEDULE T/O - PRESS RELEASE · filing index	Oct 4, 2019	Oct 4, 2019	SC TO-C	SEC EDGAR	unchecked
Tender offer communication (SC TO-C) — SCHEDULE T/O - PRESS RELEASE · filing index	Jul 29, 2019	Jul 29, 2019	SC TO-C	SEC EDGAR	unchecked
Issuer tender offer amendment (SC TO-I/A) — SC TO-I/A · filing index	Nov 20, 2018	Nov 20, 2018	SC TO-I/A	SEC EDGAR	unchecked
Issuer tender offer amendment (SC TO-I/A) — SC TO-I/A · filing index	Nov 19, 2018	Nov 19, 2018	SC TO-I/A	SEC EDGAR	unchecked
Issuer tender offer statement (SC TO-I) — SC TO-I · filing index	Oct 22, 2018	Oct 22, 2018	SC TO-I	SEC EDGAR	unchecked
Tender offer communication (SC TO-C) — SC TO-C · filing index	Sep 19, 2018	Sep 19, 2018	SC TO-C	SEC EDGAR	unchecked

Proxy statements & reorganisations

Shareholder votes: directors, mergers, liquidations, conversions.

Document	Date	Filed	Form	Source	Status
Proxy statement (DEF 14A) — DEF 14Alatest · filing index	Jun 11, 2026	May 8, 2026	DEF 14A	SEC EDGAR	OK (Oct 11, 2026, 12:22 AM EDT)
Proxy statement (DEF 14A) — DEFINITIVE PROXY STATEMENT · filing index	Jan 28, 2025	Jan 28, 2025	DEF 14A	SEC EDGAR	unchecked
Proxy statement (DEF 14A) — DEFINITIVE PROXY STATEMENT · filing index	Jan 27, 2025	Jan 27, 2025	DEF 14A	SEC EDGAR	unchecked
Proxy statement (DEF 14A) — DEFINITIVE PROXY STATEMENT · filing index	Sep 16, 2024	Sep 16, 2024	DEF 14A	SEC EDGAR	unchecked
Proxy statement (DEF 14A) — DEFINITIVE PROXY STATEMENT · filing index	Jul 25, 2023	Jul 25, 2023	DEF 14A	SEC EDGAR	unchecked
Proxy statement (DEF 14A) — DEFINITIVE PROXY STATEMENT · filing index	Jul 26, 2022	Jul 27, 2022	DEF 14A	SEC EDGAR	unchecked
Additional proxy materials (DEFA14A) — DEFINITIVE ADDITIONAL MATERIALS · filing index	Aug 19, 2021	Aug 19, 2021	DEFA14A	SEC EDGAR	unchecked
Proxy statement (DEF 14A) — DEFINITIVE PROXY STATEMENT · filing index	Jul 26, 2021	Jul 26, 2021	DEF 14A	SEC EDGAR	unchecked

Current reports (8-K)

Document	Date	Filed	Form	Source	Status
Current report (8-K) — CURRENT REPORTlatest · filing index	Oct 11, 2024	Oct 11, 2024	8-K	SEC EDGAR	OK (Oct 11, 2026, 12:16 AM EDT)
Current report (8-K) — INVESTOR NOTIFICATION · filing index	Sep 13, 2023	Sep 13, 2023	8-K	SEC EDGAR	unchecked
Current report (8-K) — INVESTOR NOTIFICATION · filing index	Sep 14, 2022	Sep 14, 2022	8-K	SEC EDGAR	unchecked
Current report (8-K) — INVESTOR NOTIFICATION · filing index	Sep 9, 2021	Sep 9, 2021	8-K	SEC EDGAR	unchecked
Current report (8-K) — INVESTOR NOTIFICATION · filing index	Sep 11, 2020	Sep 11, 2020	8-K	SEC EDGAR	unchecked
Current report (8-K) — FORM 8-K · filing index	Jun 19, 2018	Jun 19, 2018	8-K	SEC EDGAR	unchecked
Current report (8-K) — FORM 8-K · filing index	Dec 4, 2017	Dec 7, 2017	8-K	SEC EDGAR	unchecked
Current report (8-K) — FORM 8-K · filing index	Jun 27, 2017	Jun 27, 2017	8-K	SEC EDGAR	unchecked
Current report (8-K) · filing index	Dec 21, 2016	Dec 23, 2016	8-K	SEC EDGAR	unchecked
Current report (8-K) · filing index	Jun 20, 2016	Jun 20, 2016	8-K	SEC EDGAR	unchecked

Other periodic reports

Document	Date	Filed	Form	Source	Status
Periodic report to shareholders (N-30B-2) — PERIODIC AND INTERIM REPORTS TO SHAREHOLDERSlatest · filing index	Mar 31, 2019	May 24, 2019	N-30B-2	SEC EDGAR	OK (Oct 11, 2026, 12:16 AM EDT)
Periodic report to shareholders (N-30B-2) — SWISS HELVETIA FUND, INC. · filing index	Sep 30, 2018	Nov 29, 2018	N-30B-2	SEC EDGAR	unchecked
Periodic report to shareholders (N-30B-2) — SWISS HELVETIA FUND, INC. · filing index	Mar 31, 2018	May 21, 2018	N-30B-2	SEC EDGAR	unchecked
Periodic report to shareholders (N-30B-2) — SWISS HELVETIA FUND, INC. · filing index	Sep 30, 2017	Nov 21, 2017	N-30B-2	SEC EDGAR	unchecked

Annual census (N-CEN)

Document	Date	Filed	Form	Source	Status
Annual census report (Form N-CEN)latest · filing index	Dec 31, 2025	Mar 6, 2026	N-CEN	SEC EDGAR	OK (Oct 11, 2026, 12:15 AM EDT)
Annual census report (Form N-CEN) · filing index	Dec 31, 2024	Mar 13, 2025	N-CEN	SEC EDGAR	unchecked
Annual census report (Form N-CEN) · filing index	Dec 31, 2023	Mar 11, 2024	N-CEN	SEC EDGAR	unchecked

Other

Document	Date	Filed	Form	Source	Status
Proxy voting record (N-PX)latest · filing index	Jun 30, 2026	Aug 20, 2026	N-PX	SEC EDGAR	OK (Oct 11, 2026, 12:15 AM EDT)
Proxy voting record (N-PX) · filing index	Jun 30, 2025	Aug 28, 2025	N-PX	SEC EDGAR	unchecked
Proxy voting record (N-PX) · filing index	Jun 30, 2024	Sep 3, 2024	N-PX	SEC EDGAR	unchecked
Proxy voting record (N-PX) — ANNUAL REPORT OF PROXY VOTING · filing index	Jun 30, 2023	Aug 31, 2023	N-PX	SEC EDGAR	unchecked
All SEC filings for this fund (EDGAR)latest	—	—	—	SEC EDGAR	OK (Oct 11, 2026, 12:25 AM EDT)

Not on file for this fund: fact sheets, distribution notices, tax information, reinvestment plan. These are published on the sponsor's site rather than EDGAR; use the sponsor link above.

CEF Explorer research page for Total Return Securities Fund. Figures carry their own dates and sources; a discount to NAV does not guarantee convergence or any return. This is not investment advice.