Guggenheim Active Allocation Fund
Sponsor: Guggenheim · Inception Nov 24, 2021 · Pays monthly
Market priceShare price
$13.69
-0.58% ($-0.08)
NAVAsset value per share
$15.85
as of Oct 15, 2026 · Nasdaq NAV symbol
Premium / discountPrice vs. assets
13.63% discount *
Indicative: latest price vs latest reported NAV
Distribution rate (price)Payout rate
10.41%
regular, annualised · on NAV 8.99%
Expense ratioAnnual cost
Not reported
no tagged fee table
LeverageBorrowing
Not reported
senior securities not tagged
Quote status: Market closed — last regular-session price · last trade Oct 16, 2026, 4:00 PM EDT (exchange time, ET) · retrieved Oct 16, 2026, 10:40 PM EDTRegular-session prices; extended-hours quotes are not displayed.
Full portfolio as filed on SEC Form N-PORT for the month ending May 29, 2026, filed Jul 22, 2026. 1,258 positions; weights are percent of net assets as reported. Weights sum to 100.0% — leverage, cash, derivatives and short positions mean totals need not equal 100%. This is a historical report, not a live portfolio.
Asset class
| Asset class | % net assets | Value |
|---|---|---|
| CDO/CLO | 7.20% | $45.5M |
| ABS (other) | 6.53% | $41.2M |
| Debt | 58.82% | $371M |
| Equity (common) | 4.33% | $27.3M |
| Loans | 30.86% | $195M |
| Derivative (equity) | 2.01% | $12.7M |
| Mortgage-backed | 12.91% | $81.5M |
| Short-term investment vehicle | 1.96% | $12.4M |
| Equity (preferred) | 1.69% | $10.7M |
| Derivative (FX) | 0.10% | $656K |
| Repurchase agreement | -26.02% | $-164M |
| Derivative (interest rate) | -0.26% | $-1.6M |
| Derivative (credit) | -0.13% | $-840K |
| Derivative (commodity) | -0.00% | $-3.2K |
Country (top 12)
| Country (top 12) | % net assets | Value |
|---|---|---|
| United States | 67.63% | $427M |
| United Kingdom | 6.08% | $38.4M |
| Canada | 5.81% | $36.6M |
| Cayman Islands | 4.37% | $27.6M |
| Luxembourg | 2.77% | $17.5M |
| France | 2.50% | $15.8M |
| Netherlands | 2.48% | $15.6M |
| Germany | 1.50% | $9.5M |
| Australia | 1.18% | $7.5M |
| Jersey | 1.13% | $7.1M |
| Spain | 0.92% | $5.8M |
| Italy | 0.72% | $4.5M |
Region
| Region | % net assets | Value |
|---|---|---|
| United States | 67.63% | $427M |
| Canada | 5.81% | $36.6M |
| Offshore domiciles | 4.89% | $30.9M |
| Developed Europe | 20.17% | $127M |
| Australia & New Zealand | 1.18% | $7.5M |
| Latin America | 0.21% | $1.3M |
| Other | 0.11% | $712K |
| Middle East | 0.00% | $249 |
Issuer type
| Issuer type | % net assets | Value |
|---|---|---|
| Corporate | 80.43% | $508M |
| Registered fund | 3.05% | $19.3M |
| U.S. Treasury | 2.62% | $16.5M |
| U.S. GSE | 12.59% | $79.4M |
| Non-U.S. sovereign | 1.31% | $8.3M |
Fair-value level
| Fair-value level | % net assets | Value |
|---|---|---|
| Level 1 | 8.15% | $51.4M |
| Level 2 | 77.53% | $489M |
| Level 3 | 14.32% | $90.4M |
Level 3 = valued with unobservable inputs (typically private or illiquid).
Long / short
| Long / short | % net assets | Value |
|---|---|---|
| Long | 124.30% | $785M |
| N/A | 1.72% | $10.9M |
| Short | -26.02% | $-164M |
All allocation percentages use net assets as the denominator (N-PORT convention). A position's share of invested assets may differ from its share of the whole fund including cash and leverage.
All 1,258 positions
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| Security | Identifier | Type | Issuer | Country | Balance | Units | Value (USD) | Weight | FV level |
|---|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY & CO. INTERNATIONAL PLC | — | Rate deriv. | CORP | United Kingdom | 0 | contracts | $-23.3K | -0.00% | 2 |
| BANK OF AMERICA, NATIONAL ASSOCIATION | — | Rate deriv. | CORP | United States | 0 | contracts | $-22.7K | -0.00% | 2 |
| MORGAN STANLEY CAPITAL SERVICES LLC | — | Rate deriv. | CORP | United States | -7,376,250 | contracts | $-18.1K | -0.00% | 2 |
| CITIBANK, NATIONAL ASSOCIATION | — | Rate deriv. | CORP | United States | 0 | contracts | $-15.8K | -0.00% | 2 |
| JPMORGAN CHASE BANK, NATIONAL ASSOCIATION | — | Rate deriv. | CORP | United States | 0 | contracts | $-12K | -0.00% | 2 |
| CME Group Inc. | ticker GC Q26 | Commodity deriv. | CORP | United States | 7 | contracts | $-3.2K | -0.00% | 1 |
| THE TORONTO-DOMINION BANK | — | Equity deriv. | CORP | Canada | 1 | contracts | $-21 | -0.00% | 2 |
| CITIBANK, NATIONAL ASSOCIATION | — | Equity deriv. | CORP | United States | 2 | contracts | $-8 | -0.00% | 2 |
Equities show share counts; bonds and loans show principal amount. Coupon, maturity and ratings are shown where the filing discloses them. Source: SEC N-PORT via market-data vendor re-serve, position-level.
Holdings reports on file
| Report date | Filed | Positions | Σ weight | Net assets (calc.) | Coverage |
|---|---|---|---|---|---|
| May 29, 2026 | Jul 22, 2026 | 1,258 | 100.0% | $631M | full |
| Feb 27, 2026 | Apr 29, 2026 | 1,236 | 100.0% | $638M | full |
| Nov 30, 2025 | Jan 28, 2026 | 1,148 | 100.0% | $580M | full |
Net assets here are calculated from position values ÷ reported weights (median across positions), not a reported figure.
CEF Explorer research page for Guggenheim Active Allocation Fund. Figures carry their own dates and sources; a discount to NAV does not guarantee convergence or any return. This is not investment advice.