Which closed-end funds own Caterpillar Inc?
23 active closed-end funds report this security in their latest N-PORT filing, with a combined reported value of $329M. Security type: common equity. Country: United States. CUSIP 149123101 · ISIN US1491231015 · ticker CAT.
Holdings are historical filings (report dates May 29, 2026 – Jul 31, 2026; N-PORT becomes public ~60 days after quarter end), not live positions. Weights are percent of each fund’s net assets. Different instruments of one issuer (shares, bonds, preferreds) are separate securities — see related securities below.
Funds holding this security
| Fund | Category | Weight | Value (USD) | Balance | Fund net assets | Prem/disc | Report date |
|---|---|---|---|---|---|---|---|
| STEW SRH Total Return Fund | Multi-Asset | 3.68% | $87.6M | 100,000 sh | $2.4B | NAV unavailable | May 31, 2026 |
| FFA First Trust Enhanced Equity Income Fund | Covered Call / Option Income | 2.26% | $11.1M | 10,400 sh | $491M | 11.2% discount | Jun 30, 2026 |
| AIO Virtus Artificial Intelligence & Technology Opportunities Fund | Technology | 1.49% | $16M | 19,600 sh | $1.1B | 10.2% discount | Jul 31, 2026 |
| NMAI Nuveen Multi-Asset Income Fund | Multi-Asset | 1.40% | $9.7M | 9,096 sh | $691M | NAV unavailable | Jun 30, 2026 |
| IDE Voya Infrastructure, Industrials & Materials Fund | Infrastructure | 1.29% | $2.8M | 3,140 sh | $214M | 6.3% discount | May 31, 2026 |
| SPXX Nuveen S&P 500 Dynamic Overwrite Fund | Covered Call / Option Income | 1.24% | $35.8M | 33,655 sh | $2.9B | NAV unavailable | Jun 30, 2026 |
| ADX Adams Diversified Equity Fund | U.S. Equity | 1.03% | $34.1M | 32,000 sh | $3.3B | 2.8% discount | Jun 30, 2026 |
| CLM Cornerstone Strategic Investment Fund | Multi-Asset | 0.79% | $15.7M | 14,758 sh | $2B | 4.1% premium | Jun 30, 2026 |
| CRF Cornerstone Total Return Fund | Multi-Asset | 0.79% | $8.3M | 7,799 sh | $1.1B | 1.1% premium | Jun 30, 2026 |
| ETB Eaton Vance Tax-Managed Buy-Write Income Fund | Covered Call / Option Income | 0.74% | $3.6M | 3,417 sh | $495M | 10.4% discount | Jun 30, 2026 |
| NIE Virtus Equity & Convertible Income Fund | Convertible Securities | 0.73% | $5.8M | 7,060 sh | $786M | 10.3% discount | Jul 31, 2026 |
| CSQ Calamos Strategic Total Return Fund | Multi-Asset | 0.65% | $31.4M | 38,545 sh | $4.9B | 9.0% discount | Jul 31, 2026 |
| GAB Gabelli Equity Trust | U.S. Equity | 0.64% | $15.2M | 14,290 sh | $2.4B | 6.1% discount | Jun 30, 2026 |
| QQQX Nuveen NASDAQ 100 Dynamic Overwrite Fund | Covered Call / Option Income | 0.61% | $9.7M | 9,138 sh | $1.6B | 3.3% discount | Jun 30, 2026 |
| ASG Liberty All Star Growth Fund | U.S. Equity | 0.57% | $2.3M | 2,135 sh | $398M | 13.5% discount | Jun 30, 2026 |
| ECAT BlackRock ESG Capital Allocation Term Trust | U.S. Equity | 0.51% | $8.5M | 8,000 sh | $1.7B | NAV unavailable | Jun 30, 2026 |
| ETV Eaton Vance Tax-Managed Buy-Write Opportunities Fund | Covered Call / Option Income | 0.49% | $9.1M | 8,507 sh | $1.8B | 9.6% discount | Jun 30, 2026 |
| BCAT BlackRock Capital Allocation Term Trust | U.S. Equity | 0.44% | $7.5M | 7,011 sh | $1.7B | NAV unavailable | Jun 30, 2026 |
| BDJ BlackRock Enhanced Equity Dividend Trust | U.S. Equity | 0.42% | $7.6M | 7,178 sh | $1.8B | 8.6% discount | Jun 30, 2026 |
| ACV Virtus Diversified Income & Convertible Fund | Convertible Securities | 0.29% | $1.1M | 1,340 sh | $380M | 4.9% discount | Jul 31, 2026 |
| HEQ John Hancock Diversified Income Fund | Multi-Asset | 0.25% | $413K | 388 sh | $163M | 9.7% discount | Jun 30, 2026 |
| GDV Gabelli Dividend & Income Trust | U.S. Equity | 0.18% | $6M | 5,600 sh | $3.4B | 13.0% discount | Jun 30, 2026 |
| GOF Guggenheim Strategic Opportunities Fund | Multi-Asset | 0.00% | $22.8K | 26 sh | $2.8B | 11.2% discount | May 29, 2026 |
23 positions. Source: SEC Form N-PORT via market-data vendor re-serve. Funds without an N-PORT on file cannot appear here.
Also listed in filings as: CATERPILLAR INC; Caterpillar Inc..
Related securities from the same issuer
| Security | Type | Funds holding |
|---|---|---|
| Caterpillar Inc. | debt security | 1 |
Issuer-level search for “CAT” → · Compare two funds’ portfolios →