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Last session
PDI $14.26 ▼0.83%D 3.7%DXYZ $27.77 ▼4.24%D 19.0%GOF $8.48 ▼1.40%D 13.5%VCX $24.38 ▼4.17%D 36.0%NEA $10.08 ▲0.40%D 2.5%PTY $10.71 ▼1.02%D 1.7%CLM $6.18 ▼1.44%D 1.4%NAD $10.36 ▲0.39%D 3.2%BCAT $13.02 ▼0.91%D 12.6%JPC $6.78 ▼0.29%D 7.6%PDO $11.79 ▼1.26%D 3.3%UTG $35.08 ▲0.09%D 0.6%BPRE $12.34 ▼1.20%D 47.5%NVG $10.89 ▲0.55%D 2.7%NZF $11.03 ▲0.55%D 2.1%BOT $24.17 ▼7.70%P 229.2%NAC $10.09 ▼0.10%D 3.3%NMZ $9.13 ▲0.22%D 1.5%CRF $5.90 ▼0.51%D 3.1%MQY $10.30 ▲0.98%D 7.5%OXLC $7.91 ▼3.06%ECAT $13.22 ▼2.58%NUV $8.23 •0.00%D 4.5%UTF $25.70 ▲0.67%D 2.4%HYT $7.73 ▼0.13%D 10.8%RQI $11.20 ▲0.45%D 8.9%DNP $10.01 ▲1.83%P 8.7%MHD $10.48 ▲1.35%D 9.3%USA $5.89 ▼1.51%D 13.6%ADX $25.53 ▼1.01%D 4.0%DSL $9.77 ▼0.10%D 10.2%MUC $9.72 ▲0.21%D 9.3%MYI $9.86 ▲0.82%D 7.9%TYG $39.00 ▲1.48%D 6.4%JFR $7.25 ▼0.96%D 10.3%BSTZ $27.42 ▼1.90%EVV $8.32 ▼0.36%D 13.0%PCN $10.67 ▼0.28%D 2.0%ASGI $19.39 ▲0.31%D 8.7%PHK $4.07 ▼0.25%D 4.5%
Guggenheim Strategic Opportunities Fund
Sponsor: Guggenheim · Inception Jul 27, 2007 · Pays monthly
Market priceShare price
$8.48
-1.40% ($-0.12)
NAVAsset value per share
$9.80
as of Oct 15, 2026 · Nasdaq NAV symbol
Premium / discountPrice vs. assets
13.47% discount *
Indicative: latest price vs latest reported NAV
Distribution rate (price)Payout rate
25.77%
regular, annualised · on NAV 22.30%
Expense ratioAnnual cost
2.38%
fee table, May 31, 2026
LeverageBorrowing
18.3%
of total managed assets
Quote status: Market closed — last regular-session price · last trade Oct 16, 2026, 4:00 PM EDT (exchange time, ET) · retrieved Oct 16, 2026, 10:40 PM EDTRegular-session prices; extended-hours quotes are not displayed.
Full portfolio as filed on SEC Form N-PORT for the month ending May 29, 2026, filed Jul 22, 2026. 1,841 positions; weights are percent of net assets as reported. Weights sum to 100.0% — leverage, cash, derivatives and short positions mean totals need not equal 100%. This is a historical report, not a live portfolio.

Asset class

Asset class% net assetsValue
Equity (common)8.39%$231M
CDO/CLO7.67%$211M
ABS (other)6.16%$169M
Debt47.64%$1.3B
Loans33.00%$908M
Short-term investment vehicle2.09%$57.4M
Mortgage-backed13.79%$379M
Equity (preferred)1.89%$52M
Derivative (equity)1.67%$45.8M
Derivative (FX)0.10%$2.8M
Repurchase agreement-22.10%$-608M
Derivative (interest rate)-0.18%$-4.9M
Derivative (credit)-0.13%$-3.5M
Derivative (commodity)-0.00%$-12.2K

Country (top 12)

Country (top 12)% net assetsValue
United States69.74%$1.9B
United Kingdom5.41%$149M
Cayman Islands4.48%$123M
Canada4.03%$111M
Netherlands2.53%$69.5M
Luxembourg2.49%$68.4M
France2.36%$64.8M
Germany1.71%$47.1M
Australia1.31%$35.9M
Jersey0.82%$22.4M
Ireland0.80%$21.9M
Bermuda0.72%$19.9M

Region

Region% net assetsValue
United States69.74%$1.9B
Offshore domiciles5.20%$143M
Canada4.03%$111M
Developed Europe19.16%$527M
Australia & New Zealand1.31%$35.9M
Japan0.25%$6.9M
Latin America0.18%$5M
Other0.13%$3.7M

Issuer type

Issuer type% net assetsValue
Corporate79.00%$2.2B
Registered fund5.04%$139M
U.S. GSE13.04%$359M
U.S. Treasury1.64%$45.1M
Non-U.S. sovereign1.22%$33.6M
Other0.05%$1.3M
Municipal0.01%$397K

Fair-value level

Fair-value level% net assetsValue
Level 272.83%$2B
Level 315.16%$417M
Level 112.01%$330M
Level 3 = valued with unobservable inputs (typically private or illiquid).

Long / short

Long / short% net assetsValue
Long120.64%$3.3B
N/A1.46%$40.2M
Short-22.10%$-608M

All allocation percentages use net assets as the denominator (N-PORT convention). A position's share of invested assets may differ from its share of the whole fund including cash and leverage.

All 1,841 positions

Page 8 of 8 · ← prev
SecurityIdentifierTypeIssuerCountryBalanceUnitsValue (USD)WeightFV level
GOLDMAN SACHS & CO. LLCshort—RepoCORPUnited States-1,086,750principal$-1.1M-0.04%2
INTERCONTINENTAL EXCHANGE, INC.—Credit deriv.CORPUnited States1contracts$-1.1M-0.04%2
J.P. MORGAN SECURITIES LLCshort—RepoCORPUnited States-1,050,079principal$-1.1M-0.04%2
TD SECURITIES (USA) LLCshort—RepoCORPUnited States-1,022,500principal$-1M-0.04%2
NATIXIS NORTH AMERICA LLCshort—RepoCORPUnited States-1,017,374principal$-1M-0.04%2
CHICAGO MERCANTILE EXCHANGEticker SR3 Z27-CMERate deriv.CORPUnited States492contracts$-1M-0.04%1
GOLDMAN SACHS & CO. LLCshort—RepoCORPUnited States-979,875principal$-980K-0.04%2
J.P. MORGAN SECURITIES LLCshort—RepoCORPUnited States-970,055principal$-970K-0.04%2
GOLDMAN SACHS & CO. LLCshort—RepoCORPUnited States-945,094principal$-945K-0.03%2
SOCIETE GENERALEshort—RepoCORPUnited States-941,136principal$-941K-0.03%2
BANK OF AMERICA MERRILL LYNCH BANCO MULTIPLO S.A.short—RepoCORPUnited States-935,000principal$-935K-0.03%2
SOCIETE GENERALEshort—RepoCORPUnited States-924,500principal$-925K-0.03%2
SOCIETE GENERALEshort—RepoCORPUnited States-913,500principal$-914K-0.03%2
NATIXISshort—RepoCORPUnited States-887,110principal$-887K-0.03%2
J.P. MORGAN SECURITIES LLCshort—RepoCORPUnited States-868,039principal$-868K-0.03%2
J.P. MORGAN SECURITIES LLCshort—RepoCORPUnited States-856,800principal$-857K-0.03%2
J.P. MORGAN SECURITIES LLCshort—RepoCORPUnited States-843,000principal$-843K-0.03%2
SOCIETE GENERALEshort—RepoCORPUnited States-840,750principal$-841K-0.03%2
J.P. MORGAN SECURITIES LLCshort—RepoCORPUnited States-839,567principal$-840K-0.03%2
TD SECURITIES (USA) LLCshort—RepoCORPUnited States-788,830principal$-789K-0.03%2
TD SECURITIES (USA) LLCshort—RepoCORPUnited States-775,625principal$-776K-0.03%2
THE OPTIONS CLEARING CORPORATIONticker SPXW 260603C0736Equity deriv.CORPUnited States-35contracts$-774K-0.03%2
GOLDMAN SACHS & CO. LLCshort—RepoCORPUnited States-773,117principal$-773K-0.03%2
TD SECURITIES (USA) LLCshort—RepoCORPUnited States-772,438principal$-772K-0.03%2
BANK OF AMERICA CORPORATIONshort—RepoCORPUnited States-733,688principal$-734K-0.03%2
J.P. MORGAN SECURITIES LLCshort—RepoCORPUnited States-726,443principal$-726K-0.03%2
TD SECURITIES (USA) LLCshort—RepoCORPUnited States-725,563principal$-726K-0.03%2
THE OPTIONS CLEARING CORPORATIONticker SPXW 260602C0738Equity deriv.CORPUnited States-35contracts$-719K-0.03%2
TD SECURITIES (USA) LLCshort—RepoCORPUnited States-716,000principal$-716K-0.03%2
NATIXISshort—RepoCORPUnited States-713,000principal$-713K-0.03%2
TD SECURITIES (USA) LLCshort—RepoCORPUnited States-701,100principal$-701K-0.03%2
NATIXISshort—RepoCORPUnited States-697,500principal$-698K-0.03%2
J.P. MORGAN SECURITIES LLCshort—RepoCORPUnited States-683,344principal$-683K-0.02%2
J.P. MORGAN SECURITIES LLCshort—RepoCORPUnited States-682,125principal$-682K-0.02%2
J.P. MORGAN SECURITIES LLCshort—RepoCORPUnited States-678,938principal$-679K-0.02%2
J.P. MORGAN SECURITIES LLCshort—RepoCORPUnited States-662,625principal$-663K-0.02%2
J.P. MORGAN SECURITIES LLCshort—RepoCORPUnited States-651,900principal$-652K-0.02%2
J.P. MORGAN SECURITIES LLCshort—RepoCORPUnited States-629,125principal$-629K-0.02%2
SOCIETE GENERALEshort—RepoCORPUnited States-628,250principal$-628K-0.02%2
GOLDMAN SACHS & CO. LLCshort—RepoCORPUnited States-624,872principal$-625K-0.02%2
J.P. MORGAN SECURITIES LLCshort—RepoCORPUnited States-622,000principal$-622K-0.02%2
NATIXIS NORTH AMERICA LLCshort—RepoCORPUnited States-611,250principal$-611K-0.02%2
J.P. MORGAN SECURITIES LLCshort—RepoCORPUnited States-605,625principal$-606K-0.02%2
SOCIETE GENERALEshort—RepoCORPUnited States-596,750principal$-597K-0.02%2
J.P. MORGAN SECURITIES LLCshort—RepoCORPUnited States-591,563principal$-592K-0.02%2
SOCIETE GENERALEshort—RepoCORPUnited States-581,000principal$-581K-0.02%2
THE OPTIONS CLEARING CORPORATIONticker SPXW 260604C0742Equity deriv.CORPUnited States-35contracts$-580K-0.02%2
J.P. MORGAN SECURITIES LLCshort—RepoCORPUnited States-564,431principal$-564K-0.02%2
GOLDMAN SACHS & CO. LLCshort—RepoCORPUnited States-564,094principal$-564K-0.02%2
THE OPTIONS CLEARING CORPORATIONticker SPXW 260605C0744Equity deriv.CORPUnited States-35contracts$-546K-0.02%2
J.P. MORGAN SECURITIES LLCshort—RepoCORPUnited States-542,413principal$-542K-0.02%2
THE OPTIONS CLEARING CORPORATIONticker SPXW 260601C0743Equity deriv.CORPUnited States-35contracts$-537K-0.02%2
NATIXISshort—RepoCORPUnited States-488,750principal$-489K-0.02%2
NATIXIS NORTH AMERICA LLCshort—RepoCORPUnited States-423,255principal$-423K-0.02%2
THE OPTIONS CLEARING CORPORATIONticker SPXW 260608C0749Equity deriv.CORPUnited States-35contracts$-411K-0.01%2
THE OPTIONS CLEARING CORPORATIONticker SPXW 260609C0750Equity deriv.CORPUnited States-35contracts$-383K-0.01%2
THE OPTIONS CLEARING CORPORATIONticker SPXW 260610C0752Equity deriv.CORPUnited States-35contracts$-349K-0.01%2
THE OPTIONS CLEARING CORPORATIONticker XSP 260602C00736Equity deriv.CORPUnited States-137contracts$-307K-0.01%2
THE OPTIONS CLEARING CORPORATIONticker SPXW 260529C0750Equity deriv.CORPUnited States-35contracts$-305K-0.01%2
THE OPTIONS CLEARING CORPORATIONticker XSP 260603C00738Equity deriv.CORPUnited States-138contracts$-285K-0.01%2
THE OPTIONS CLEARING CORPORATIONticker SPXW 260611C0756Equity deriv.CORPUnited States-35contracts$-280K-0.01%2
GOLDMAN SACHS & CO. LLCshort—RepoCORPUnited States-277,500principal$-278K-0.01%2
GOLDMAN SACHS & CO. LLC—Equity deriv.CORPUnited States-1,097,216contracts$-277K-0.01%2
BNP PARIBAS—Rate deriv.CORPFrance-80,725,000contracts$-266K-0.01%2
BANK OF AMERICA, NATIONAL ASSOCIATION—Equity deriv.CORPUnited States-368,082contracts$-240K-0.01%2
THE OPTIONS CLEARING CORPORATIONticker XSP 260604C00742Equity deriv.CORPUnited States-138contracts$-233K-0.01%2
THE OPTIONS CLEARING CORPORATIONticker XSP 260605C00744Equity deriv.CORPUnited States-137contracts$-215K-0.01%2
THE OPTIONS CLEARING CORPORATIONticker XSP 260601C00743Equity deriv.CORPUnited States-135contracts$-208K-0.01%2
BARCLAYS BANK PLC—Rate deriv.CORPUnited Kingdom-20,181,250contracts$-189K-0.01%2
J.P. MORGAN SECURITIES LLCshort—RepoCORPUnited States-173,250principal$-173K-0.01%2
THE OPTIONS CLEARING CORPORATIONticker XSP 260608C00749Equity deriv.CORPUnited States-137contracts$-162K-0.01%2
THE TORONTO-DOMINION BANK—Rate deriv.CORPCanada-32,290,000contracts$-160K-0.01%2
INTERCONTINENTAL EXCHANGE, INC.—Credit deriv.CORPUnited States1contracts$-157K-0.01%2
THE OPTIONS CLEARING CORPORATIONticker XSP 260609C00751Equity deriv.CORPUnited States-138contracts$-147K-0.01%2
THE OPTIONS CLEARING CORPORATIONticker XSP 260610C00752Equity deriv.CORPUnited States-136contracts$-142K-0.01%2
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION—Rate deriv.CORPUnited States1contracts$-132K-0.00%2
THE OPTIONS CLEARING CORPORATIONticker XSP 260529C00750Equity deriv.CORPUnited States-134contracts$-112K-0.00%2
THE OPTIONS CLEARING CORPORATIONticker XSP 260611C00756Equity deriv.CORPUnited States-136contracts$-110K-0.00%2
BANK OF AMERICA, NATIONAL ASSOCIATION—Equity deriv.CORPUnited States1contracts$-109K-0.00%2
MORGAN STANLEY & CO. INTERNATIONAL PLC—Rate deriv.CORPUnited Kingdom0contracts$-101K-0.00%2
BANK OF AMERICA, NATIONAL ASSOCIATION—Rate deriv.CORPUnited States0contracts$-98.4K-0.00%2
THE OPTIONS CLEARING CORPORATIONticker NDX 260618C29975Equity deriv.CORPUnited States-1contracts$-80.7K-0.00%2
CITIBANK, NATIONAL ASSOCIATION—Rate deriv.CORPUnited States0contracts$-68.7K-0.00%2
MORGAN STANLEY CAPITAL SERVICES LLC—Rate deriv.CORPUnited States-28,253,750contracts$-66.6K-0.00%2
THE OPTIONS CLEARING CORPORATIONticker RUT 260618C02920Equity deriv.CORPUnited States-10contracts$-56.8K-0.00%2
THE OPTIONS CLEARING CORPORATIONticker SPX 260618C07520Equity deriv.CORPUnited States-4contracts$-53.1K-0.00%2
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION—Rate deriv.CORPUnited States0contracts$-52.1K-0.00%2
GOLDMAN SACHS & CO. LLCshort—RepoCORPUnited States-42,761principal$-42.8K-0.00%2
CME Group Inc.ticker GC Q26Commodity deriv.CORPUnited States27contracts$-12.2K-0.00%1
THE TORONTO-DOMINION BANK—Equity deriv.CORPCanada1contracts$-70-0.00%2
CITIBANK, NATIONAL ASSOCIATION—Equity deriv.CORPUnited States2contracts$-28-0.00%2

Equities show share counts; bonds and loans show principal amount. Coupon, maturity and ratings are shown where the filing discloses them. Source: SEC N-PORT via market-data vendor re-serve, position-level.

Holdings reports on file

Report dateFiledPositionsΣ weightNet assets (calc.)Coverage
May 29, 2026Jul 22, 20261,841100.0%$2.8Bfull
Feb 27, 2026Apr 29, 20261,736100.0%$2.7Bfull
Nov 30, 2025Jan 28, 20261,461100.0%$2.4Bfull

Net assets here are calculated from position values ÷ reported weights (median across positions), not a reported figure.

CEF Explorer research page for Guggenheim Strategic Opportunities Fund. Figures carry their own dates and sources; a discount to NAV does not guarantee convergence or any return. This is not investment advice.